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Current understanding of androgenetic alopecia. Part I: Etiopathogenesis


European Journal of Dermatology. Volume 10, Number 4, 319-27, June 2000, Articles FMC


Summary  

Author(s) : Rolf HOFFMANN, Rudolf HAPPLE, Department of Dermatology, Philipp University, Deutschhausstr. 9, D-35033 Marburg, Germany..

Summary : Androgenetic alopecia (AGA) is the most common type of hair loss in men and women. This continuous process results in a type of alopecia that follows a definite pattern in those individuals who are genetically predisposed. At present the predisposing genes are unknown but the relatively strong concordance of the degree of baldness in fathers and sons is not consistent with a simple Mendelian trait and a polygenic basis is therefore most likely. AGA can be defined as a DHT-dependent process with continuous miniaturization of sensitive HF. Today we do not understand the molecular steps involved in androgen-dependent beard growth versus androgen-dependent hair loss in AGA. However, recent experimental and clinical advances enable us to explain some pathogenetic steps leading to androgenetic hair loss. Among other steroidogenic isoenzymes such as 17b- and 3b- hydroxysteroid dehydrogenases, the type 2 5a-reductase within the dermal papilla plays a central role by the intrafollicular conversion of T to DHT.

Keywords : hair, hair loss, inheritance, androgens, androgen metabolism, treatment.

Pictures

ARTICLE

Inheritance

A genetic predisposition is a characteristic feature of AGA. The pattern of inheritance is still considered by some authors to be consistent with an autosomal dominant transmission [2]. However, the relatively strong concordance of the degree of baldness in fathers and sons is not consistent with a simple Mendelian trait and a polygenic basis is today considered to be most likely [3, 4]. The predisposing genes are still unknown and the genes for type 1 and type 2 5alpha-reductase (5alpha-R) are not associated with the inheritance of AGA [3, 5]. Recently it has been postulated that polycystic ovaries (PCO) in females and early onset AGA in brothers of those women are associated with one allele of the steroid metabolism gene CYP17 which affects androgen production or action [6, 7]. Another suceptibility gene for PCO has been linked to a polymorphism of the insulin gene [8]. In man, mutations in the androgen receptor (AR) gene have clinical implications and shorter so called CAG-repeat lengths within the AR gene may be associated with the development of androgen-mediated skin disorders in men and women [9]. However, the AR gene is located on the X chromosome and does not explain father-to-son inheritance [3]. On the other hand, we recently described individuals suffering from adrenoleukodystrophy which is an X-chromosomal recessive trait. Although affected men tend to have low T serum concentrations, one of the clinical hallmarks is a severe AGA-like hair loss with early onset. We therefore hypothesized that one of the AGA-predisposing genes might be the x-linked gene for adrenoleukodystrophy [10].

Animal models

Several animal species have been reported to develop hair loss resembling human AGA, including bears, lions, red deer and non-human primates. Most of these models are rather impractical. A well-studied non-human baldness model, however, is the stump-tailed macaque which represents a protected species. These macaques have been used to assess the efficacy of several compounds to treat androgenetic hair loss, such as minoxidil, systemic 5alpha-reductase (5alpha-R) inhibitors and topical androgen receptor blockers [11]. In male Spraque-Dawley rats it has been shown that the hair growth of the dorsal coat appears to be androgen-dependent. Castration of male rats resulted in an accelerated entry into anagen III, whereas supplementation of T inhibited this process. The hair shafts of castrated rats appeared to be thicker and hair loss was not observed [12]. Transplanting miniaturized HF from AGA (vellus hairs) onto nude mice has been tried in order to assess the effect of several drugs on the hair cycle and on growth characteristics of these hairs [13]. Another approach is to transplant HF from androgen-dependent sites of the scalp (frontal hair) onto testosterone conditioned nude mice and to measure the hair cycles of these HF [14].

The above mentioned experimental approaches rely on human hair affected by AGA and transplanted onto nude mice. Other scientists investigate androgen-dependent hair growth in rodents. Relevant mutations in rodents are genetically transmitted and, thus, can be propagated. Mutant mice can be grown in large colonies and are widely recognized as valuable animal models for human disease. At present only one strain of mice has been described to display an AGA-like hair loss. This hair loss can be aggravated by infusion of testosterone or DHT and is on the other hand treatable with minoxidil or cyproterone acetate [15, 16].

Pathogenesis

More than 50 years ago Hamilton observed that men who were castrated did not develop AGA [17]. Therefore it was concluded that the growth of hair follicles is in some areas androgen-dependent (Table I). At present it is unknown how androgens exert their paradoxical effect on the growth of HF at different body sites, and which genes are involved. However, Hamilton already showed that AGA can be triggerd in castrated men by injecting testosterone. The androgen-dependent nature of AGA is furthermore demonstrated by the lack of frontal recession in androgen-insensitive men who lack functional androgen receptors [18], by the inducibility of AGA in the stump-tailed macaque by T [19], by hair regrowth in women after removal of an androgen-secreting tumor [17], and by the inhibition of ex vivo hair growth by T [20].

No or minimal beard growth or AGA is seen in pseudohermaphrodites who lack 5alpha-R, indicating that DHT, the 5alpha-reduced metabolite of T is the principal mediator of androgen-dependent hair loss. Interestingly, 5alpha-reduced metabolites of T are increased in balding areas of the human scalp [22] as well as in the scalp of the stump-tailed macaques [19]. It is not yet clear whether DHT is derived from the local metabolism or from the circulation, but it can be assumed that under the influence of DHT hair loss is characterized by a shortening of the anagen phase and miniaturization of the hair follicle, which results in thinner and shorter hair.

There is considerable support for the idea that the HF size is determined by the size of its DP [23]. Van Scott [24] demonstrated a constant geometric correlation between the proportions of the human HF, the DP and the hair bulb matrix. They concluded that the size of the DP ultimately dictates the size of the growing hair [25]. The size of the DP itself is dependent on the total number of DP cells [26] and not on the volume of the extracellular matrix. Hence, in AGA some DP cells will get lost. The most likely mechanism is by apoptosis, but cell displacement might be an additional explanation.

Androgen metabolism (AM) and hair growth

Androgens are required in males for the development of normal genitalia in utero and with the beginning of puberty they become necessary for the libido and secondary sexual characteristics as well as for maturation and growth of the male muscle mass. Moreover, they are involved in the pathogenesis of hair disorders such as hirsutism and AGA.

The AM can be divided into glandular and extraglandular production, transport, target cell metabolism and cellular response. The AM of adrenals and gonads and the influence of the pituitary gland are beyond the scope of this review and are described in detail elsewere [27]. The pathway of AM begins with cholesterol which is converted to pregnenolone. Following alpha-hydroxylation at the C17-position, the action of the enzyme C17-20 lyase cleaves distal carbon moities, leaving a C 19 carbon steroid with a C-17 ketone in the distal ring. These "17-ketosteroids" make up a group of relatively weak androgens, such as dehydroepiandrosterone (DHEA), defined by their relatively low affinity to the AR. Approximately 75% of DHEA and 95% of DHEA-S is derived from the adrenal gland. These weak androgens, however, can be enzymatically converted to more potent androgens such as T which is the major circulating androgen. In the HF the principial pathways involved in conversion of weak to more potent androgens are through activity of the enzymes 3beta-hydroxysteroid dehydrogena-se/DELTA5=>4-isomerase (3beta-HSD) and 17beta-hydroxysteroid dehydrogenase (17beta-HSD). In most target organs T can be further metabolized to DHT via the action of 5alphaR (Fig. 1). The affinity of DHT to the AR is approximately five-fold higher than that of T. Potent androgens such as T or DHT can be removed by conversion to weaker androgens, or they can be metabolized via the aromatase to estrogens, or they can be glucuronidated to form androgen conjugates that are more rapidly cleared from the circulation. Remarkably, some target tissues show enhanced AM and androgen sensitivity [27]. For the sebaceous glands in balding skin it has been shown that they express increased 3beta-HSD activity when compared to nonbalding scalp areas [28]. If target cells convert weak androgens at an accelerated pace, then there will be enhanced conversion of T to DHT. Another reason for the increased sensitivity of a target to androgens is believed to involve an increase in the number of AR. Only a small fraction of androgens exist as free steroids in the circulation, with an equilibrium between free hormones and protein-bound androgens. The most important protein for androgen binding is sex-hormone binding globulin (SHBG). Normally approximately 70% of T is bound to SHBG, 19% to albumin and only the remainder is unbound. Whether the bound fractions are still metabolically active is a matter of controversy [29], but the binding of androgens to SHBG is an important factor of AM because it acts somehow as a "sink" for circulating T.

Like all steroid hormones, androgens exert their effects by binding to an intracellular receptor, the AR. Binding of androgens to their AR leads to conformational change of the AR-androgen complex (ARAC) which is then transported into the nucleus where it can bind to DNA which has distinctive binding sites: androgen-responsive elements (ARE). A rather wide variety of proteins have this ARE encoded in their DNA. In this way androgens are able to modulate the transcription of various genes, that may be activated or suppressed.

The principal elements of the androgen metabolism can be summarized as follows:

Androgen-dependent processes are not the result of the summation of the activity of individual metabolites, but are solely due to the binding of DHT and translocation of the receptor to the nucleus.

DHT-dependent cell functions will only be initated or will be amplified if:

i: enough weak androgens are present for conversion;

ii: more potent androgens are formed via the action of 5alpha-R;

iii: the enzymatic activity of androgen inactivating enzymes is rather low: e.g. aromatase;

iv: backconversion of weaker steroids to DHT takes places by e.g. 3alpha-HSD;

v: functionally active AR are present in high numbers.

That this simplified concept is valid is illustrated by mutations of androgen metabolizing genes, where often a lack of potent androgens can be observed leading to disturbed masculinization or to intersexuality.

Lessons to be learned from steroidogenic enzyme mutations

The synthesis and regulation of steroidogenic enzymes requires an orchestrated expression of biosynthetic enzymes in various tissues. Deficiency of one of these enzymes results in disturbed synthesis of one or more classes of hormones. The likely effects on health have been reviewed by White [30]. Here, some genetic diseases affecting male sexual development and hair growth will be described.

Steroid sulfatase (STS)

The skin is capable of synthesizing active androgens, such as DHT, from the systemic precursor DHEA-S. The first step in this pathway is the desulfatation of DHEA-S by the enzyme steroid sulfatase (STS). Because DHEA is further metabolized to androstendione, T and in special target tissues eventually to DHT, STS is an important enzyme for the conversion of the weak adrenal androgens to more potent androgens in the periphery. DHEA-S is believed to maintain axillary hair [31] and is thought to be involved in the pathogenesis of hirsutism [32] in women. In women, however, excess of DHEA-S or the STS metabolite is believed to be involved in several androgen-dependent processes such as acne and AGA [33]. Remarkably, DHEA-S and DHEA plasma levels seem to correlate with balding in young men [34].

3beta-hydroxysteroid dehydrogenase/delta5=>4-isomerase (3beta-HSD)

The 3beta-HSD isoenzymes catalyze an obligatory step in the biosynthesis of androgens, estrogens, mineralocorticoids and glucocorticoids. The enzyme is expressed in the adrenal cortex and in steroidogenic cells of the gonads, as well as in many other tissues, such as the liver and kidney. The two 3beta-HSD isoforms are expressed in a tissue-specific manner involving separate mechanisms of regulation (Table II).

The importance of the 3beta-HSD in male steroid hormone physiology is underscored by a genetically determined deficiency that is transmitted as an autosomal recessive trait and is characterized by varying degrees of salt wasting. Fetal testicular 3beta-HSD deficiency causes undervirilized male genitalia (pseudohermaphroditism); women exhibit either normal sexual differentiation or mild virilization. 24 mutations have been identified in 25 distinct families with 3beta-HSD deficiencies [36], leading to slightly different clinical phenotypes. All mutations were detected in the type II 3beta-HSD gene, which is expressed almost exclusively in the adrenals and gonads. No mutation was detected in the type I 3beta-HSD gene, which is expressed in peripheral tissues. Whether hair growth is affected in these individuals has not been investigated so far, but because of the importance of 3betaHSD in the AM and increased activity in AGA [28] this question warrants further investigation.

17beta-hydroxysteroid dehydrogenases (17beta-HSD)

Isoenzymes of 17beta-HSD regulate levels of bioactive androgens and estrogens in a variety of tissues. At present five isoenzymes of 17beta-HSD that differ in tissue expression and requirements of cofactors such as NADPH for type III 17beta-HSD, and NAD(+) for type 2 17beta-HSD are known (Table III). The importance of the type 3 enzyme in male steroid hormone physiology is underscored by the genetic disease 17beta-HSD deficiency. Mutations in the type 3 17beta-HSD gene impair the formation of testosterone in the fetal testis and give rise to genetic males with normal male Wolffian duct structures but female external genitalia very similar to the abnormalities seen in 5alpha-R deficiency. These individuals are usually brought up as females, but at puberty there is a striking rise in testosterone and they change their social sex. To date, more than 18 recessive mutations have been identified, giving rise to different clinical phenotypes. To our knowledge the presence or absence of AGA has not been investigated so far. However, potential significance of 17beta-HSD isoenzymes in AGA is underscored by observations of Hodgins et al. [37] who plucked hair follicles from young adults not yet expressing AGA but with a strong family history of baldness and found two populations, one with high 17beta-HSD activity and one with low enzyme activity. This study suggests that low enzyme activity may be related to lesser degrees of balding. Therefore, linkage of the genes coding for the 17beta-HSD isoenzymes and AGA warrants further investigation.

5alpha-reductases (5alpha-R)

The microsomal enzyme steroid 5alpha-R is responsible for the conversion of testosterone into the more potent androgen dihydrotestosterone and the conversion of androstenedione to 5alpha-androstanedione (Fig. 1). 5alpha-R deficiency is a rare autosomal recessive trait that was first described by Nowakowski and Lenz [39]. In 1974 it became clear that these individuals lack functional 5alpha-R [40] and today we know that the type 2 5alpha-R is lacking [41]. Several mutations of the gene that encodes the type 2 5alpha-R have been described, but not every mutation will result in complete deficiency of the enzyme. Therefore, the clinical presentation of patients with 5alpha-R deficiency varies considerably [42]. In typical cases, a 46, XY male who has testes, normal plasma T and low DHT levels are observed. At birth a male ejaculatory system that terminates in a blind-ending vagina can be recognized together with a microphallus and a non-fused scrotum and maldescended testes. Therefore, these individuals display a female phenotype and are usually brought up as girls. However, many affected individuals who were brought up as females undergo a dramatic change of social sex at the time of expected puberty. They will have spermiogenesis, ejaculations and male-type sex drive. Interestingly, no or minimal beard growth or AGA is seen in these men. These observations together with the finding that both humans and stump-tailed macaques have beard and frontal scalp HF with higher 5alphaR activity than HF from the occiput [19, 43] indicates that the type 2 5alphaR is crucially involved in the pathogenesis of androgen-dependent hair growth and therefore the inhibition of this isoenzyme is a rational approach for treatment.

Today two distinct isoforms designated type 1 and type 2 have been cloned. Subsequently it has been shown that both isoenzymes have distinct molecular, biochemical and tissue expression characteristics (Table IV). In humans mutations in the gene coding for the type 1 5alpha-R have not been reported. In mice, however, a mutation in this gene will cause early fetal death because of estrogen excess in utero [62, 63].

Aromatase

The cytochrome P450 aromatase enzyme is required for bioconversion of androgens to estrogens. Only a single human gene encoding aromatase P450 (CYP19) has been isolated. Mutations in the CYP19 gene do occur rarely and result in aromatase deficiency. Girls show pseudohermaphrodism at birth. At puberty, they develop virilization, pubertal failure with no signs of estrogen actions, hypergonadotropic hypogonadism, polycystic ovaries on pelvic sonography, and a tall stature. Males are rather tall with eunuchoid skeletal proportions. Their bone age is retarded and osteopenia can be observed, indicating that estrogens are crucially important for bone development. At puberty females will develop hirsutism due to an androgen excess and in theory females and males might develop early onset AGA.

Localization of steroidogenic enzymes and the androgen receptor within the hair follicle

Steroid sulfatase (STS)

A study implying that there is no STS activity in the hair follicle was conducted with plucked follicles. However, the conversion of DHEA-S to DHEA by human HF is now well documented by Dijkstra et al. [45] but the exact localization within the HF is so far unknown.

3beta-hydroxysteroid dehydrogenase/delta5=>4-isomerase (3beta-HSD/delta5=>4-i)

Homogenates of the isolated glands (ex vivo) exhibited besides 17beta-HSD and 5alpha-R activities also high 3beta-HSD/DELTA5=>4-i activity which was highest in the sebaceous glands isolated from HF affected by AGA [28]. Immunohistochemical studies confirmed these results showing that 3beta-HSD/DELTA5=>4-i is located only in the sebaceous gland and only the type 1 3beta-HSD/DELTA5=>4-i is believed to be present in the skin [46]. However, plucked HF (without sebaceous gland) ex vivo also exhibit marked 3beta-HSD/DELTA5=>4-i activity [47,48] and detectable mRNA in outer root sheath keratinocytes [49]. Therefore it can be assumed that this enzyme is present in the HF as well. Which kind of HF cells express a specific type of 3beta-HSD/DELTA5=>4-i isoenzyme is unknown.

17beta-hydroxysteroid dehydrogenases (17beta-HSD)

Very early it was shown that plucked human HF or HF from the stump-tailed macaques express considerable 17beta-HSD activity [48, 50] because the principle metabolite of T is androstenedione (Fig. I). The isoenzyme-specific expression pattern in different parts of the HF has not been investigated in detail mainly because of technical problems. Only one study described the type 1 and 2 17beta-HSD in the epithelial parts of the HF [49]. The authors did not find mRNA for 17betaHSD in the DP.

5alpha-reductases

Early studies have revealed that plucked human hair follicles (HF) are able to convert testosterone (T) to the more potent androgen dihydrotestosterone (DHT) via the action of the enzyme 5alpha-R [47, 51-55]. Even in individuals lacking type 2 5alpha-R some 5alpha-R activity can be measured in isolated HF [56] indicating that an additional isoenzyme must be present. Recently, the presence of both type 1 and type 2 5alpha-R within human HF has been demonstrated [22] but the intrafollicular localization of both isoenzymes remains controversial. Some authors were unable to find considerable 5alpha-R activity in occipital scalp DP [57-60], whereas others found this enzyme in the beard and occipital scalp DP [61, 62]. Recently we were able to show that the main metabolic activity of type 2 5alpha-R can be detected in intact occipital scalp and beard DP [63] (Fig. 2). These results are in contrast to the above mentioned results measuring the testosterone consumption in DP cell cultures but are in line with the observation of type 2 5alpha-R activity below the HF isthmus [64] and with the detection of type 2 5alpha-R mRNA in DP cells [49]. In sum, provided the DP plays a crucial role during androgen-mediated processes on the HF, our results suggest that the DP might amplify testosterone-driven responses in the human HF via the action of type 2 5alpha-R. Provided that the DP cell triggers and regulates the growth of HF, this physiological role may be reflected by metabolic differences which could account for differences in androgen sensitivity as observed in HF from different body sites, and in conditions such as male pattern baldness. The observation of type 2 5alpha-R could be a clue in the understanding of the regulation of androgen action in the human hair follicle by local androgen modification at the target cell level.

Aromatase

Immunohistochemical and PCR-based methods were used to examine the expression of aromatase in male and female human skin specimens at various ages and different body sites. Aromatase has been detected in the external root sheath of anagen HF. The expression of aromatase did not vary with body site or sex [65]. Localizing the aromatase in the external root sheath of anagen HF suggests that aromatase may have a function in the intrafollicular AM by converting potent androgens to less potent estrogens in order to avoid potentially harmful androgen-mediated effects on androgen-dependent HF. This concept is supported by the fact that women taking aromatase inhibitors for the treatment of breast cancer will often experience AGA-like hair loss [66]. Moreover, in both men and women aromatase activity has been shown to be diminished in HF affected by AGA [43].

Androgen receptor (AR)

The AR´s within the HF are located in the sebaceous gland, the dermal sheath and the outer root sheath of the HF [67], as well as the matrix and hair DP [68], and in vitro it has been shown that DP cells from an androgen sensitive body site contain more AR than DP cells from androgen-insensitive HF [69].

Interaction of DHT with the androgen-receptor (AR) and androgen-responsive elements (ARE)

DHT is a pivotal trigger of androgen-mediated effects on the hair follicle and the principal signal transduction cascade: DHT- DHT/AR-ARE is similar in all HF. However, DHT makes some hair follicles grow whereas others will miniaturize. Something fundamentally different must be present in beard versus frontal hair follicle target cells. This paradox is at present not understood but an accumulating body of evidence indicates that the AR or distinct ARE might be involved in this process.

Androgen receptor (AR)

Without functionally active AR a genetically male fetus will not undergo normal male development in utero and a phenotypically female child is born. This is demonstrated by the various forms of androgen insensitivity syndrome (AIS). Several mutations in the gene for the AR may lead to AIS, but not every mutation will result in complete absence of functional AR. Interestingly complete AIS (grade 8) is characterized by a female phenotype despite a male genotype and lack of pubic hair, whereas in complete AIS (grade 7) pubic hair is present. To our knowledge defined mutations of the AR and their effect on AGA have not been looked for systemically, but it is conceivable that some mutations may prevent balding.

Androgen-responsive genes

After forming the DHT/AR complex and transport into the nucleus, this complex will bind to distinct DNA binding sites of androgen-susceptible genes. In the prostate DHT affects genes such as the prostate steroid-binding protein (PSBD) or testosterone-repressed prostate message (TRPM) [70]. In the prostate DHT induces 5alpha-R activity in an autocrine manner [71]. TGF-beta1 has been shown to inhibit 5alpha-R in genital skin fibroblasts [72]. Conflicting results exist for IGF-1. This protein has been shown to induce 5alpha-R activity [73], but other groups were unable to confirm these data [74].

In vitro, DP cells respond differently to exogenous T, DHT, or estradiole [75]. Proliferation is inhibited by T and DHT but not by estradiole. DP cells in vitro retain some of their in vivo parameters, and it has been shown that nexin-1 is not only present in the anagen hair bulb [76], but also that this gene is regulated by androgens [77] which might indicate a role during the pathogenesis of AGA. Androgen-dependent HF secrete soluble factors in response to T such as IGF-1 that stimulate the growth of follicular epithelial cells [78] or inhibit the growth of complete HF [20]. Other groups reported the secretion of stem cell factor [79, 80] upon stimulation with T. Whether this is of pathophysiological importance in AGA is unknown so far.

Summary and future perspectives

AGA can be defined as a DHT-dependent process with continuous miniaturization of sensitive HF. The type 2 5alphaR plays a central role by the intrafollicular conversion of T to DHT. So far the predisposing genes for AGA are unknown and we do not understand the molecular steps involved in androgen-dependent beard growth versus androgen-dependent hair loss. However, with the cloning of the entire human gene within the next few years, we may have new tools to explore the etiopathogenesis of AGA in more detail.

Article accepted on 10/12/99

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