ARTICLE
Auteur(s) : Jean-Philippe
Spano1, Jacques-Olivier Bay2, Jean-Yves
Blay3, Olivier Rixe1
1Département d’oncologie médicale, Groupe Hospitalier
Pitié-salpêtrière, Assistance Publique/Hôpitaux de Paris,
Département d’Oncologie Médicale, Groupe hospitalier
Pitié-Salpêtrière, 47-83 bld de l’hôpital, Paris, France
2Département d’oncologie médicale, centre Jean Perrin,
Clermont-Ferrand, France
3Département d’oncologie médicale, centre Léon Bérard,
Lyon, France
The proteasome, is a multicatalytic complex present in all
eucaryotic cells, an essential function of which is to degrade
proteins involved in the regulation of cell cycle (for example,
P53, P21 an P27). A large number of intracellular proteins are
substrates for the proteasome, in particular those involved in
apoptosis, angiogenesis, growth factors transcription, growth
factor receptor production and signaling molecules [1]. This
enzymatic complex is endowed with an ATP-dependent protease
activity [2]. Thus, a dysregulation of these key proteins can
stimulate cell proliferation, tumor growth angiogenesis and
metastasis, warranting the strong focus put during recent years on
proteasome inhibition as a novel approach to targeted
therapies.Bortezomib or Velcade®, initially designated
PS341, is the first selective proteasome inhibitor to have reached
clinical development. This drug has already demonstrated
pre-clinical and clinical activity not only against solid tumorts
but also in hematological malignancies. It can highly selectively
inhibit the proteasome by reversibly stabilizing the 26S
proteolytic subunit. Its impressive efficacy against multiple
myeloma justified an accelerated authorization in 2003 by the Food
and Drug Administration (FDA) for administration to such patients
after other treatments had failed [3]. The purpose of this review
is to emphasize proteasome involvement in some tumor types and the
contribution of its inhibitors such as bortezumib in the management
of these tumors.
Most relevant proteasome substrates and mechanism of action of
inhibitors
The spectrum of substrates for proteasome is quite wide, most of
them being involved in the regulation of cell cycle, apoptosis and
angiogenesis. These include many cyclins (A, B, D, E) as well as
the cyclin-dependent protein kinases (cdk) they regulate to control
cell division. Moreover, proteins P21 and P27, whose function is to
arrest the cell cycle by inhibiting cdk’s, can be transiently
degraded by the proteasome [4, 5]. Proteasome inhibitors thus
increase the levels of P21 and P27 thereby blocking the cell cycle
in G1/S [6]. It was also demonstrated that a low level of P27 is
associated with more agressive tumors and worse prognosis [1].
The tumor suppressor protein P53 is another target for
proteasome [7]. P53 is a key regulator of cell cycle thru the
transcription of many regulatory genes like P21, genes involved in
DNA synthesis and repair, or in apoptosis induced by ionizing
radiations [1, 7].
Of highest relevance for our purpose, proteasome targets IκB,
the inhibitor of NFκB, an important nuclear transcription factor
[8]. Indeed, under normal circumstances, NFκB and IκB form an
inactive cytoplasmic complex. Upon cellular agression by
chemotherapy, ionizing radiations or carcinogens, the IκB-NFκB
complex dissociates, allowing the rapid degradation of IκB and
nuclear transfer of NFκB where it activates anti-apoptotic genes,
genes involved in cell proliferation, cytokine synthesis, cell
adhesion and angiogenesis. All these effects cooperate to promote
cell survival and endow with a malignant potential at risk of
metastasis. NFκB also inhibits the pro-apoptotic function of TNFα
[9, 10], ras oncogene [11], while favoring the production of
anti-apoptotic factors like Bcl-2 [12]. NFκB induces the production
of cell adhesion molecules like ICAM-1 (intracellular adhesion
molecule), E-selectin, VCAM-1 (vascular cell adhesion molecule)
[13], VEGF (vascular endothelial factor) and IL-6 [14]. As a matter
of fact, NFκB exhibited particularly high levels of activity in
many tumor models (prostate cancer, melanomas, myeloma, lymphomas,
leukemias) [15] as confirmed by pre-clinical studies showing that
proteasome inhibitors had a higher cytotoxicity against tumor cells
(which contain high levels of both proteasome and NFκB) than normal
ones [16]. Moreover, as compared to normal ones, tomor cells appear
to be more sensitive to the pro-apoptotic effects of proteasome
inhibitors [17]. Many pre-clinical models have also shown that
proteasome inhibition could restore cell sensitivity to cytotoxic
agents and enhance apoptosis by preventing NFκB activation
[18].
Proteasome inhibition therefore emerges as a new therapeutic
concept selectively targeting tumor cells with high levels of both
proteasome and NFκB while reversing resistance to cytotoxic agents.
As in multiple myeloma, proteasome inhibition not only affects
malignant cells but also cells from their micro-environment which
essential for their survival [19].
Pre-clinical development of proteasome inhibitors
Following identification of the biological target, many compounds
were synthesized to selectively and revesibly inhibit proteasome
activity. Less than 3 years after discovering the connection
between proteasome and NFκB and the central role it played in
controlling cell cycle and apoptosis, this search led to the
preclinical identification of such inhibitors in 1999 [20]. These
belonged to five classes among which dipeptide molecules, derived
from boronic acid and inhibiting the protease activity, were
selected for their antitumor activity.
An in silico system was recently developed to screen for
inhibitors of NFκB activity, thereby allowing to explore their
dynamic effects on the molecular network surrounding this target
[21].
When tested against the NCI (National Cancer Institute) panel of
60 cell lines, 13 molecules belonging to the family of boronic acid
derivatives were selected. Inhibitors from this family are the most
potent and selective for the proteasome. Their spectrum of activity
includes numerous types of tumors (small cell lung cancer, colon,
central nervous system, ovary, prostate, breast and melanoma). For
all 60 cell lines, the inhibition coefficient of these
13 peptides was directly correlated with cell growth
inhibition. Among those, PS341 was rapidly singled out for its
major antineoplastic activity [22]. It was the only one to go into
clinical use. It stands out for an original activity profile
against this cell lines panel, without any analogy with the 60,000
other compounds of the NCI databank.
In vitro studies on PC3 prostate cancer cell lines showed that
PS341 increases intracellular levels of P21 independently of their
P53 status. Accumulation of cells in G2/M clearly demonstrates that
PS-341 acts on proteins controlling progression of the cell cycle
while also affecting proteins involved in apoptosis like caspases
and PARP.
In vivo studies using xenografts of PC3 cells in nude mice
showed significant, dose-dependent, tumor regression after
intravenous administration of PS341. The correlation of this effect
with the decreased activity of the proteasome subunit was taken as
a proof of concept in mouse. Many normal tissues exhibit this
decreased activity except for brain and testis, suggesting a
reduced penetration of the drug into the latter tissues.
PS341 blocks NFκB activation by TNFα in multiple myeloma cell
lines, also in a dose-dependent manner, pointing to PS-341 as the
major target. This inhibition however does not fully explain the
activity of PS341 [23]. The related compound PS1145 also inhibits
the IκB kinase IKK. Although both PS341 and PS-1145 block NFκB
activation, PS341 completely suppresses tumor growth inhibition is
only 20% for PS1145 [23]. Inhibition of tumor angiogenesis also
contributes to bortezomib activity. Microvessels density is
decreased in vivo as a result of proteasome inhibition in
endothelial cells [24]. Modifications in the micro-environment
induced by PS341also weakens the association between myeloma and
stromal cells, reducing IL-6 secretion through NFκB inhibition
[25]. In vitro, PS341 activity is independent of the P53 satus of
tumor cells [26].
Bortezomib activity is additive to other therapeutic regimens in
vitro and on animal models. Moreover, bortezomib has
chemo-sensitizing properties allowing cytotoxic drugs to be used at
concentrations smaller than in monotherapies. Such synergistic
effects were observed with doxorubicine, melphalan and
dexamethazone on myeloma cell lines, with irinotecan or iradiation
on colon cancer xenografts, with gemcitabine on pancreatic cancer
xenografts, with anti-IL-R2a antibodies on an adult T-cell
leukemia, and with irradiation, cyclophosphamide ans cis-platin on
a mammary carcinoma model [27-31]. Finally, bortezomib is able to
restore sensitivity to cytotoxic agents in resistant cell lines. It
was shown to circumvent acquired cell line resistance to
doxorubicin, melphalan or mitoxantrone as well as de novo
resistance to temozolomide in melanoma [32]. NFκB inhibition seems
to play an essential role in this effect since it moodulates MDR1
expression [33].
The recent characterization of cell lines resistant to PS341
brought a lot of interesting informations. It revealed alterations
of mitochondria and cytochrome c, quantitative modifications of
caspases 8, 9, 3 and PARP as well as of the JNK (c-Jun NH2 terminal
kinase) pathway [34-36] leading to altered apoptotic signals.
Moreover, the identification of alternative pathways to proteasome
degradation of ubiquitinylated proteins involving the
« aggresome » provides a rationale for the
pharmacological modulation of bortezomib :
« aggresome » inhibitors like tubacin are indeed strongly
synergistic [35].
The toxicity profile of PS341, established in rodents and
primates includes anorexia, nausea and diarrhea in a dose-dependent
manner, with no observed medullar toxicity.
Bortezomib use in onco-hematology
Pharmacological data
In order to facilitate the finding of optimal doses for phase I and
II trials, a functional test was designed to determine proteasome
activity in white cells as well as in tumor samples [37]. Minor
variations in proteasome activity in healthy patients were
observed. After exposure to PS341, proteasome activity goes back to
basal level in 48 to 72 hrs [38]. Gastro-intestinal toxicity of
PS341 is dose-dependent. Tolerance is good if proteasome inhibition
does not exceed 80% of the basal level, beyond which modifications
in blood pressure and cardiac frequency add up to gastro-intestinal
problems.
The dose of PS341 corresponding to 80% inhibition opf proteasome
activity was estimated to be 1.96 mg/m2. This bioassay
is an important tool to define the optimal dose and was used in
several phase I and phase II trials [39].
Interest for multiple myeloma treatment
The best recognized indication of bortezomib in onco-hematology
remains multiple myeloma (MM). It is undoubtedly the pathology
where most data have accrued from phase I and phase II trials. In
MM, although bortezomib has multiple relevant targets, the most
significant one is the JNK pathway. This drug induces apoptosis
through the mitochondrial accumulation of two activating
molecules : SMAC (second mitochondria-derived activator of
caspases) and cytochrome c [40, 41]. But bortezomib also
ointerferes with other cellular processes : it blocks IL-6
mediated signaling whose activating role was demonstrated in a
number of cancers where it cleaves IL-6 receptor at the surface of
tumor cells [42]. Similarly, bortezomib induces P53 accumulation
and phosphorylation at Ser 15 leading to dissociation from its
inhibitor MDM2.
Apoptosis is thus induced by the c-Jun pathway through caspases
3 and 8 activation.
Finally, DNA repair is inhibited by cleavage of DNA/PK and
ATM/ATR complexes [43].
Doses defined after phase I studies were from 0.15 to 2
mg/m2 once or twice a week. The work by Orlowski et al.
[44] showed a good tolerance a 1.04 mg/m2 and they
observed 9 complete and 8 significant remissions in refractory
MM patients. Phase II trials by Richardson et al. [45] followed
with the inclusion of 202 MM patients refractory to conventional
treatments. A dose of 1.3 mg/m2 was used twice a week
for two weeks (D1, D4, D8 and D11) followed by a week without
treatment. This cycle was repeated 8 to 10 times. There was an
overall 35% with 4% complete, 6% quasi-complete and 17% partial
remission. The disease was stabilized in 24% of patients. Median
time until progression was 7 months, median response time 12 months
and median survival 16 months. Reported toxic effects were moderate
with essentially thrombopenia, constipation, and peripheral
neuropathies.
These results were confirmed by a second phase II trial.
Jagannath et al. [46] included 54 refractory patients, one
group receiving 1 mg/m2 and the other
1.3 mg/m2. The administration regimen was the same
as in the first trial [45]. Overall response rates were
respectively 33 and 55% suggesting a dose effect. Patients which
concommitantly received dexamethazone at 40 mg per day had a better
response (62 versus 44%). In addition to a dose effect of
bortezomib, there might be an additional effect with dexamethazone.
Median time until progression was 11 months.
The same team as above engaged into a phase II trial randomizing
bortezomib at 1.3 mg/m2 following the same
administration regimen with 40 mg dexamethazone per day [47].
A total of 669 patients were included revealing an unequivocal
advantage for patients receiving bortezomib (38%) over
dexamethazone (18%) with p < 0.001. Median times until
progression were respectively 13.5 versus 6.2 months. One year
survival was 80% for bortezomib patients and 66% for others (p <
0.001). Patients refractory to dexamethazone might therefore
benefit from bortezomib.Toxic effects were moderate but a better
tolerance for bortezomib with fewer surinfection episodes and a
smaller mortality rate associated to treatment.
Another recent study by Richardson et al. [48] was aimed at
defining predictive factors for response to bortezomib. Classical
criteria for poor prognosis like deletions on chromosome 13 and
β2-microglobulin elevation were not predictors of a bad response to
bortezomib, at variance with the large tumor mass and age over 65
which remained factors of poor prognosis.
Although the efficacy of bortezomib seems now established for
refractory MM, there remain many open questions with respect with
its use during the course of the disease. Should it be used as
first line therapy at the time of diagnosis? If so, associated with
which other drugs? Could bortezomib be included in conditioning
protocols for autografts or ex vivo on grafts? Considering the
development of non myeloablative conditioning protocols followed by
allografts of hematopoietic stem cells in MM, would it be possible
to uuse bortezomib in post-graft or in case of relapse?
Somer answers have already been reported, albeit mostly in
preliminary form. As a first line therapy, it seems possible to use
bortezomib either alone or in combination with dexamethazone with
or without an anthracycline. Along this line, data from Richardson
et al. [49] are interesting since they are the only one to date to
have used bortezomib alone at the time of diagnosis. 28 patients
were included in this phase II trial, 27 being evaluable. Overall
response was 45% (one patient in complete, 11 in partial
remission). If one adds 6 patients with limited improvement, the
response rate reaches 67%. The interest of this study resided also
in teh assessment of therapeutic tolerance in patients without
previous specific treatments. Reported undesirable effects
were : peripheral nneuropathies (22%, of which only one
patient reached grade 3 requiring cessation of treatment),
digestive problems, asthenia and skin rashes.
Concerning refractory MM, Richardson et al. showed an enhanced
efficacy of dexamethazone-bortezomib association [47]. A similar
trend was also noted by Jagannath et al. [46] foor first line
treatment with bortezomib. A preliminary analysis of the first 23
patients included in this phase II study revealed a partial
response in 83% of patients with variations depending upon the
number of cures received. It was noteworthy that, although 43% of
patients showed an early response (after 2 cures), 13% responded
much later with a maximiuum effect after 6 cures. 14 patients
received a secondary administration of dexamethazone which seemed
to confer an additional benefit. Preliminary studies from the
French Institute of Myeloma on 18 patients reached essentially the
same conclusions [50]. Adding an anthracyclin to the regimen in the
trial by Cavanagh et al. [51] further increased the initial
response rate up to 95% (20 of 21 patients). In addition to
bortezomib and dexamethazone (40 mg), these patients received
either 4.5 or 9 mg/m2 of doxorubicin. Albeit
preliminary, these phase II results appear very encouraging. As of
now, no information is available concerning the possible effect of
bortezomib with or without melphalan and prednisone, especially in
older patients.
It should be noted that, in all three trials above [46, 49, 51],
peripheral hematopoietic stem cells were sampled after injection of
an hematopoietic growth factor. The quality of these stem cells
remained unaffected and first line bortezomib administration does
not seem to preclude later use of melphalan et high doses. The same
conclusion was reached by the preliminary results of another phase
II trial conducted by Sureda et al. [52]. Bortezomib dose was 1 or
1.3 mg/m2 at D-4 and D-1 before melphalan administration
at high dose. The authors claim a good feasibility wirth no
additional toxicity being observed in the 37 evaluable patients.
Final results of this study will be interesting but confirmation of
the therapeutic advantage brought about by bortezomib gives a
therapeutic edge without additional toxic side effects.
There has been so far only one report on the use of bortezomib
after hematopoietic stem cells allograft in 9 patients in
progression [53]. In 6 of these 9 patients, the monoclonal
component was reduced by over 50% with no noticeable effect on the
incidence of severity of graft versus host (GVH) reactions despite
the in vitro observations by Sun et al. [54] that bortezomib can
induce apoptosis of alloreactive T cells known to induce GVH. In
vivo data in mice confirm the reduced GVH incidence. It seems
however that the graft versus leukemia (GVL) effect is conserved
[54]. These results are particularly interesting and should deserve
studies in man since they imply the possibility of reducing
toxicity without compromising the immunological therapeutic
efficacy.
Bortezomib and other hematologic malignancies
New perspectives seem to open especially for some lymphomas
following two recent reports on tolerance and efficacy of
bortezomib in non-Hodgkin malignant lymphoma (NHML) patients (B
phenotype or mantel cell lymphomas in relapse or refractory to
conventional therapies, irrespective of the number of therapeutic
lines received). Preclinical animal models and phase I trials had
already shown interesting responses [39, 44].
The study by Guy et al. [55] on 60 patients treated (33 mantel
lymphomas, and 27 B phenotype NHML) is quite stimulating in this
respect. 12 of 29 evaluated patients with mantel cell lymphoma
exhibited an objective response, 6 of which with complete
remission. After a median followup of 9.3 months (1.4-24 months),
median time until progression had not yet been reached. 4 (19%) of
21 evaluable B phenotype NHML were brought into complete remission.
Grade 3 toxicities observed were thrombopenia (47%), asthenia
(13%), neutropenia (10%) and peripheral neuropathy (5%). They are
quite similar to that observed for MM with no toxic death.
Another study by O’Connor et al. [56] 26 patients with low grade
B phenotype NHML or mantel lymphomas. 24 cases could be evaluated
with an overall objective remission rate of 58%, including one
complete remission, another non confirmed one and 4 partial among
follicular lymphomas patients with responses extending from 3 to
24 mois. For patients with mantel cell lymphoma, one
non-confirmed complete remission, 4 partial and 4 stabilizations
were obtained with expected toxicities. For one of these patients,
bortezomib could be kept in remission for 19 months.
Other potential applications can be envisionned. Preclinical and
phase I studies suggested that additional hematopoietic
malignancies like Hodgkin disease ou chronic lymphocytic leukemias
(CLL) couls also benefit from bortezomib treatment. A recent in
vitro study by Duechler et al. [57] showed a cytoxic effect of
bortezomib in association with purine analogs on lymphocytes from
CLL.
Bortezomib and solid tumors
Three phase I studies have been published to date with PS-341,
enrolling over 200 patients with solid tumors. Three main regimens
were tested: one weekly injection for 4 of 6 weeks, or for 2 of 3
weeks, or two weekly injections for 2 of 3 weeks. The recommended
regimen and main secondary effects are summarized in table 1( Table 1 ).
The first of these trials, conducted at MD Anderson by
Papandreou et al. [58] used a weekly scheme for 4 weeks, followed
by 2 weeks rest, with bortezomib doses above 1 mg/m2.
Main side effects were fever and asthenia after several cycles,
moderate thrombopenia, moderate diarrhea easily controlled by
loperamide and peripheral neuropathies among patients previously
exposed to high doses of platin and taxanes.
The second study by Aghajanian et al. [59] reported objective
responses in non small cell lung carcinom (NSCLC),
hormone-resistant prostate cancer and myeloma.
The third study by Dy et al. [60] showed a dose-dependent effect
of proteasome inhibition as assayed in peripheral lymphocytes (75%
inhibition at 1.25 mg/m2)
From the above trials, it emerges that a dose of 1.5
mg/m2,twice a week, administered 2 weeks of 3
apperas the most interesting with regard to the dose used, its
measured biological activity and the observed tolerance.
Several phase II trials designed to look for a therapeutic
activity were recently reported.
No objective response was noted in 21 patients treated for
metastatic kidney cancer [61] neither in 16 metastatic, well
differenciated, neuroendocrine tumors, despite a clearly documented
effect on proteasome inhibition [62]. The same situation was
observed for 27 metastatic melanoma patients, although the
scheme used (2 weekly injections for 2 of 3 weeks) resulted in
proteasome inhibition in peripheral blood [63].
Finally, a study including 21 patients with osteosarcomas, Ewing
sarcomas or soft tissues sarcomas allowed to note only one partial
response in a leiomyosarcoma patient [64].
No response also was observed for 19 metastatic colo-rectal
cancer [65]. However, a significant increase of intra-tumoral
HIF-1a was reported in this study, without modification of P53,
NFκB or IκB expression suggesting that proteasome inhibition alters
the response to tumor hypoxia.
Based on a strong pre-clinical background, there are many
ongoing phase I-II trials using bortezomib in combination with
cytotoxic agents like docetaxel, paclitaxel, gemcitabine, CPT-11,
Pt salts or anthracyclins [66]. Also worth mentioning is the NCI
phase I trial testing bortezomib in association with re-irradiation
in Ear-Nose-Throat (ENT) cancers.
Proteasome inhibition is not modified in patients with impaired
renal function and neither is there any increase in toxicity
[67].
Table 1 Summary of phase I studies on solid tumors
|
Author
|
Regimen (weekly)
|
Number of patients
|
Limiting toxicities
|
Recommended dose
|
Activity
|
|
Papandreou [58]
|
4 weeks/6
|
53
|
Diarrhea, low blood pressure
|
1.6 mg/m2
|
prostate
|
|
Aghajanian [59]
|
2 weeks /3
|
43
|
diarrhée, neuropathie
|
1.56 mg/m2
|
lung
|
|
Dy [60]
|
|
73
|
diarrhea, nauseas, asthenia, hypoglycemia, low blood pressure
|
1.5 mg/m2
|
myeloma
|
Conclusion
Clinical development of proteasome inhibitors followed an
accelerated process thanks to strong collaboration between
biologiste and clinicians, allowing now the routine use of PS-541
(bortezomib or Velcade®) in multiple myeloma. It took
only 5 years between the first research data in 1994 [68]and the
report of phase III survival data in myeloma [47], with the first
screening of drug targeting the proteasome in 1999.
Not surprisingly, though, many issues remain to be
addressed : place of Velcade® among other myeloma treatments,
combination studies especially with chemotherapy. In the case of
solid tumors, the first results with Velcade® alone are
not encouraging in colon, kindney cancers, sarcomas and melanomas.
Conversely, the strong pre-clinical data and the first objective
biological responses already observed in phase I trials warrant a
strong interest for further development in hormone-resistant
prostate cancer as welle as in NSCLC [69].
Association of bortezomib with conventional chemotherapy seems
especially interesting to circumvent intrinsic or acquired
resistance to cytotoxic drugs, the more so as observed toxicities
remain quite acceptable. Ongoing clinical trials are currently
addressing this issue as well as bortezomib association with
radiotherapy.
A convincing proof-of-concept of the therapeutic virtue of
proteasome inhibition has been obtained with PS-541which remains
until now the only drug of this category to be used or further
developed in onco-hematology. There is therefore room for the
development of other new or related drugs with a different spectrum
of activities in the hope to be able to target solid tumors.
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