ARTICLE
bdc.2012.1592
Auteur(s) : Thomas Filleron1 filleron.thomas@claudiusregaud.fr,
Andrew Kramar2,3, Florence Dalenc1, Marc Spielmann4, Pierre Fumoleau5, Pierre Kerbrat6, Anne-Laure Martin7, Henri Roché1
1 Institut Claudius-Regaud, 20-24, rue du
Pont-Saint-Pierre, 31052 Toulouse, France
2 CRLC Val-d’Aurelle, unité de biostatistiques, parc
Euromédecine, 34298 Montpellier Cedex 5, France
3 Centre Oscar-Lambret, unité de méthodologie et
biostatistique, 3, rue Frédéric-Combemale, BP 307, 59020 Lille
Cedex, France
4 Institut Gustave-Roussy, 94800 Villejuif,
France
5 Centre Georges-François-Leclerc, 21000 Dijon,
France
6 Centre Eugène-Marquis, 35042 Rennes, France
7 Fédération nationale des centres de lutte contre le
cancer, 101, rue de Tolbiac, 75654 Paris, France
Reprints: T. Filleron
Introduction
Breast cancer, with an estimated 1.15 million new cases each
year in the world, is the most common cancer in women and it has
become a major public health problem. Due to this high incidence
and relatively good prognosis related to programs of mass screening
and improvements in adjuvant treatments, it is the most prevalent
cancer in the world. Consequently, the number of patients attending
follow-up visits after curative intent is on the rise.
The main objective of post-therapeutic follow-up is to detect
local recurrence or second primary cancer at an early stage [1].
Other objectives are the diagnostic of symptomatic distant
metastasis, detecting delayed side effects of treatment, as well as
the provision for psychological security and the collection of data
for research and quality assurance purposes [2, 3]. Intensive
surveillance was a common practice in the 1970s and 1980s, but two
large randomized trials have demonstrated that early detection of
metastatic disease offers no benefit in terms of long-term survival
in comparison to disease, which is discovered by patient symptoms
or physical examination [4, 5]. It was important to remark
that these two trials were conducted before the recent advances in
the treatment of metastatic disease [6, 7]. Based on the
results of these two trials, a majority of surveillance programs
proposes more frequent examinations during the first three or five
first years and annually thereafter. For example, the American
Society of Clinical Oncology and the European Society of Medical
Oncology suggest physical examination three- to six-monthly for
three years, then six- to 12-monthly for two years followed by an
indefinite period of annual follow-up with recommended annual
mammography [8, 9].
Actually, there is no available evidence that early detection
and treatment of recurrence has a favorable impact on prognosis.
Different studies have investigated the role of routine follow-up
to detect locoregional recurrence and the impact on prognosis
[3, 10-14]. Only one recent meta-analysis of 13 retrospective
studies supports the hypothesis that the detection of isolated
locoregional or contralateral breast cancer recurrences in patients
without symptoms has a beneficial impact on survival of breast
cancer patients when compared to late symptomatic detection [15]. A
systematic review was performed whether routine clinical assessment
including clinical examination, surveillance mammograms or breast
self-examination affects the method of detection of locoregional
relapse or contralateral new primaries [16] and does strengthen the
argument for the benefit of routine surveillance mammograms.
Consequently, in absence of prospective studies, surveillance
programs recommend to detect locoregional recurrence.
Concerning distant recurrence, in the absence of data showing
improved survival or quality of life with an early detection,
recommendations from national oncology societies remain
conservative, calling for routine clinic visits but not for any
radiologic and/or biological tests for detection of metastases in
asymptomatic patients [17].
On the other hand, it has been demonstrated that scheduled
clinic visits induce anxiety associated with the risk of detecting
tumor relapse [18]. With the cost of complementary investigation
and the limited resources of health care systems, the
cost-effectiveness of frequent follow-up in terms of survival
benefit and quality of life are highly questionable.
Actual post-treatment follow-up does not take into account any
prognostics factors. However breast cancer is a heterogeneous
disease, whose prognosis and clinical course may be dependent on
clinical factors and molecular subtype [19, 20]. Not all
patients have the same risk of developing locoregional recurrences,
distant metastasis or contralateral breast cancer. Age is one of
the most established risk factors for local recurrence after breast
conservation [21]. Nodal status does not appear to be associated
with an increased risk of local recurrence after either breast
conservative surgery or mastectomy, but results from different
series are contradictory [21, 22]. Patients who underwent
breast conservative surgery in comparison with patients treated by
mastectomy and patients with a higher tumor stage were at an
increased risk of locoregional recurrence. Concerning distant
metastases, the two majors prognostic factors identified in the
literature were histologic tumor size and lymph node involvement.
Hormonal receptors have been widely analyzed as prognostic factors;
their significance has been variable according to different series.
More recently, two studies demonstrated important differences in
metastatic and locoregional recurrence risk, between breast cancer
subtypes as defined by a panel of six-marker immunohistochemical,
suggesting different program surveillance according to tumor
biology [23]. The main aim of this paper is to identify prognostic
factors associated with different types of first events and overall
survival post-relapse.
Patients and methods
Study population
Three adjuvant chemotherapy clinical trials sponsored by the
Fédération nationale des centres de lutte contre le cancer (FNCLCC)
for node-positive breast cancer patients were included in this
project: PEGASE-01, PACS-01, and only the over-expressed HER2
subgroup of patients in the PACS-04 trial (i.e., arms C and D).
Major inclusion criteria of these three trials were presented in table 1. Among the 2,841 patients included
in these trials, 21 patients were not analyzed for the following
reasons: relapse before end of chemotherapy or radiotherapy, and
lost to follow-up after completion of treatment. The remaining
2,820 patients are the subjects of this report. A summary of the
three trials is presented below.
Table 1 Major inclusion criteria of the three adjuvant
studies.
|
| PACS-01 |
PACS-04 HER2 |
PEGASE-01 |
| Inclusion criteria |
Histologically confirmed unilateral adenocarcinoma
of the breast (of any type) (stage <T4a, UICC staging system
1987). Hormone receptor positive or not
At least one axillary lymph node-positive
Women under 65 years |
Histologically proven unilateral breast cancer
with complete resection (T1-T2-T3). Hormone receptor positive or
not
At least one axillary lymph node-positive
Women under 65 years |
Histologically proven unilateral breast cancer
with complete resection whatever the hormonal status (<T4)
More than seven positive axillary lymph nodes
Women under 60 years |
Primary surgery with clear margins (i.e., modified
mastectomy or tumorectomy
Absence of clinically or radiologically detectable metastases |
Primary surgery with clear margins (absence of
tumor residue)
Absence of clinically or radiologically detectable metastases |
Primary surgery with clear margins (absence of
tumor residue)
Absence of clinically or radiologically detectable metastases |
| Non-inclusion criteria |
Previous cancer (except treated basal cell and
squamous cell carcinoma of the skin or cancer of the uterine
cervix), previous radiation therapy, hormone therapy, or
chemotherapy for breast cancer |
Previous cancer (except treated basal cell and
squamous cell carcinoma of the skin or cancer of the uterine
cervix), prior radiation therapy, hormone therapy, or chemotherapy
for breast cancer |
Previous cancer (except treated basal cell and
squamous cell carcinoma of the skin or cancer of the uterine
cervix), any type of neoadjuvant therapy |
The PEGASE-01 protocol was designed to assess the value of one
terminal high-dose regimen following conventional chemotherapy in a
high risk (>8 involved nodes) population [24]. The standard arm
(arm A) used four cycles of FEC100 (500 mg/m2 of
fluorouracil, 100 mg/m2 of epirubicin [E], and
500 mg/m2 of cyclophosphamide every three weeks)
(n = 155). The experimental arm (arm B, n = 159)
received after four cycles of the same regimen, one cycle of CMA
(120 mg/kg of cyclophosphamide, 45 mg/m2 of
mitoxantrone, and 140 mg/m2 of melphalan). At three
years, disease-free survival was significantly better in Arm B (71%
versus 55%, P = 0.002), as was event-free survival
(EFS) (68% versus 53%, P = 0.006). No statistical
difference was shown between arms for overall survival at that
time.
In the PACS-01 trial, 1,999 patients were randomized to receive
six cycles of FEC100 (996 patients) or a sequential regimen of
three cycles of FEC100 followed by three cycles of docetaxel (D)
(FEC-D) (1,003 patients) [25]. With a median follow-up of 60
months, the results showed that sequential adjuvant chemotherapy
significantly improves disease-free and overall survival.
The PACS-04 trial was designed to compare six cycles of
concomitant D and E versus six FEC100 in the adjuvant
treatment of node-positive early breast cancer. Three thousand and
ten patients were randomized between six cycles of adjuvant FEC100
(arm A: n = 1,515) and six cycles of concomitant ED (E
and D 75 mg/m2) every three weeks (arm B:
n = 1,495). HER2-positive patients (n = 528) were
then randomised to observation only (arm C, n = 260) or
to either receive trastuzumab during one year (arm D,
n = 268) [26]. After a median follow-up of 48 months, no
statistical difference was shown between arms C and D (HR = 0.86;
95%CI = [0.61-1.22]). For all of these three trials, five-year
hormonal treatment was given when estrogen and/or progesterone
receptor was expressed (>10% positive cells by an HIC
method).
Protocols of surveillance used in the three trials were
summarized in table 2. Between PACS-04
and the two other trials, the frequency of visits was different
during the first two years. This was due to the fact that patients
of the PACS-04 included in the present study, over-expressed HER2
and were randomized between arms C and D. The others patients of
the PACS-04 trial had the same frequency of visits as the patients
in the other two trials. During the early follow-up, the rhythm of
surveillance of the PEGASE-01 and PACS-01 trials proposed
respectively three-monthly and four-monthly visits and for the
PACS-04 visits were planned at six, eight, nine and 12 months and
six-monthly during the second year. After the second year,
six-monthly visits were planned for all trials. A physical
examination was performed at each visit. Imaging studies (i.e.,
mammography, chest X-Ray, liver ultrasound and bone scan) were
performed annually for five years.
Table 2 Surveillance protocols used in the three clinical
trialsa.
|
| Year 1 |
Year 2 |
Year 3 |
Year 4 |
Year 5 |
|
| M3 |
M4 |
M6 |
M8 |
M9 |
M12 |
M15 |
M16 |
M18 |
M20 |
M21 |
M24 |
M30 |
M36 |
M42 |
M48 |
M54 |
M60 |
| Physical examination |
# |
| # |
| # |
# |
# |
| # |
| # |
# |
# |
# |
# |
# |
# |
# |
|
|  |
|  |
|  |
|  |
|  |
|  |
 |
 |
 |
 |
 |
 |
|
|
|  |
 |
 |
 |
|  |
|  |
|  |
 |
 |
 |
 |
 |
 |
| Chest X-ray |
|
|
|
|
| # |
|
|
|
|
| # |
| # |
| # |
| # |
|
|
|
|
|
|  |
|
|
|
|
|  |
|  |
|  |
|  |
|
|
|
|
|
|  |
|
|
|
|
|  |
|  |
|  |
|  |
| Liver ultrasound |
|
|
|
|
| # |
|
|
|
|
| # |
| # |
| # |
| # |
|
|
|
|
|
|  |
|
|
|
|
|  |
|  |
|  |
|  |
|
|
|
|
|
|  |
|
|
|
|
|  |
|  |
|  |
|  |
| Bone scan |
|
|
|
|
| # |
|
|
|
|
| # |
| # |
| # |
| # |
|
|
|
|
|
|  |
|
|
|
|
|  |
|  |
|  |
|  |
|
|
|
|
|
|  |
|
|
|
|
|  |
|  |
|  |
|  |
| Mammography |
|
|
|
|
| # |
|
|
|
|
| # |
|
|
| # |
| # |
|
|
|
|
|
|  |
|
|
|
|
|  |
|  |
|  |
|  |
|
|
|
|
|
|  |
|
|
|
|
|  |
|  |
|  |
|  |
# PEGASE-01; PACS-01; PACS-04 (subgroup of patients with
over-expression of HER2+ and randomized between arms C and arm
D).
a All times were computed from date of
surgery.
Nottingham Prognostic Index
The Nottingham Prognostic Index (NPI) was defined by Galea et
al. as a function of tumor size, number of lymph nodes and
grade [27]: NPI = 0.2 × T (cm) + N + SBR where T is the tumor
size in cm, N the lymph node stage (1: node-negative; 2: 1-3
positive lymph nodes; 3: >3 positive lymph nodes), and the
Scarf-Bloom and Richardson (SBR) grade (1: I, 2: II, 3: III) (SBR
prognostic grading system). This index allows to define three
subgroups with different prognosis for overall and EFS: low risk
(NPI < 3.4), intermediate risk (3.4 ≤ NPI ≤ 5.4) and high risk
(NPI > 5.4).
Statistical analysis
Data is summarized by frequency and percentage for categorical
variables and by median and range for continuous variables. EFS is
defined as the time from end of treatment (chemotherapy or
radiotherapy if applicable) until first relapse (local, regional or
distant), or contralateral breast cancer. Patients alive and who
never relapsed were censored at last follow-up news. Overall
survival post-relapse was defined for patients who relapsed as the
time from first relapse to death or last follow-up news
(censored).
EFS and post-relapse overall survival rates were estimated using
the Kaplan-Meier method and univariate analyses were performed
using the Logrank test to identify associated prognostic factors.
All factors considered significant at the P < 0.10 level
were included in a Cox multivariate analysis to identify the major
independent prognostic factors [28].
Cumulative incidence associated with each type of first event
was estimated using competing risks methodology [29]. Multivariate
analysis were also conducted using the Fine and Gray model [30] in
order to estimate the potential effects of different factors on the
cumulative incidence in the presence of competing risks (i.e.,
locoregional relapse, contralateral and distant metastasis). This
model does not make the strong assumption of independence between
events and covariate effects can be interpreted directly in terms
of the cumulative incidence function. In fact, a subdistribution
hazard ratio (sHR) for a covariate greater than 1 implies a
constant relative increase of the subdistribution hazard and hence
a higher cumulative incidence.
All P-values reported are two-sided. For all statistical
tests, differences were considered significant at the 5% level.
Stata was used for all statistical analyses and the cmprsk R
package was used for the Fine and Gray model.
Results
Patients and treatment characteristics
Main clinical and pathological characteristics of the 2,820
patients were reported in table 3.
Median age of the patient population is 49 years (range: [22; 66]).
The median follow-up was 53.1 months (95%CI = [52.8; 53.3]). The
number of patients who died was 357 (12.7%), and the overall
survival at two and five years were 95.4 and 85.0%, respectively.
Patients alive at last follow-up news were followed in majority
between 24 and 60 months (n = 1,786; 72.5%) and only 93
patients (3.8%) had less than 24 months of follow-up.
Table 3 Population characteristics.
|
| Overall population |
PACS-01 |
PACS-04 |
PEGASE-01 |
|
| n |
% |
n |
% |
n |
% |
n |
% |
| Age (years) |
|
|
|
|
|
|
| |
| ≤35 |
200 |
7.1 |
122 |
6.1 |
50 |
9.5 |
28 |
9.0 |
| 36-50 |
1,398 |
49.6 |
970 |
48.9 |
244 |
46.6 |
184 |
59.2 |
| >50 |
1,222 |
43.3 |
893 |
45.0 |
230 |
43.9 |
99 |
31.8 |
| Surgery |
|
|
|
|
|
|
| |
| Breast conservation |
1,585 |
56.2 |
1,117 |
56.3 |
334 |
63.7 |
134 |
43.2 |
| Mastectomy |
1,234 |
43.8 |
868 |
43.7 |
190 |
36.3 |
176 |
56.8 |
| Missing |
1 |
| 0 |
| 0 |
| 1 |
|
| Number of positive nodes |
|
|
|
|
|
|
| |
| 1-3 |
1,531 |
54.3 |
1,226 |
61.8 |
305 |
58.2 |
0 |
0.0 |
| 4-7 |
649 |
23.0 |
509 |
25.6 |
140 |
26.7 |
0 |
0.0 |
| 8-11 |
341 |
12.1 |
144 |
7.3 |
48 |
9.2 |
149 |
47.9 |
| >11 |
299 |
10.6 |
106 |
5.3 |
31 |
5.9 |
162 |
52.1 |
| Histologic tumor size, cm |
|
|
|
|
|
|
| |
| <2 cm |
909 |
34.5 |
670 |
36.9 |
168 |
32.3 |
71 |
23.4 |
| 2-5 cm |
1,555 |
58.9 |
1,051 |
57.9 |
314 |
60.4 |
190 |
62.5 |
| >5 cm |
174 |
6.6 |
93 |
5.1 |
38 |
7.3 |
43 |
14.1 |
| Missing |
182 |
| 171 |
| 4 |
| 7 |
|
| Histologic subtypes |
|
|
|
|
|
|
| |
| Lobular |
364 |
12.9 |
279 |
14.1 |
18 |
3.4 |
67 |
21.5 |
| Ductal |
2,249 |
79.8 |
1,531 |
77.1 |
491 |
93.9 |
227 |
73.0 |
| Other |
206 |
7.3 |
175 |
8.8 |
14 |
2.7 |
17 |
5.5 |
| Missing |
1 |
| 0 |
| 1 |
| 0 |
|
| SBR grade |
|
|
|
|
|
|
| |
| I |
266 |
9.6 |
227 |
11.7 |
16 |
3.1 |
23 |
7.5 |
| II |
1,149 |
41.4 |
864 |
44.4 |
165 |
31.6 |
120 |
39.0 |
| III |
1,248 |
44.9 |
766 |
39.3 |
339 |
64.9 |
143 |
46.4 |
| Not gradable |
115 |
4.1 |
91 |
4.7 |
2 |
0.4 |
22 |
7.1 |
| Missing |
42 |
| 37 |
| 2 |
| 3 |
|
| Estrogen receptor |
|
|
|
|
|
|
| |
| Negative |
833 |
29.9 |
509 |
25.8 |
229 |
43.7 |
95 |
32.8 |
| Positive |
1,957 |
70.1 |
1,467 |
74.2 |
295 |
56.3 |
195 |
67.2 |
| Missing |
30 |
| 9 |
| 0 |
| 21 |
|
| Progesterone receptor |
|
|
|
|
|
|
| |
| Negative |
1,095 |
39.8 |
686 |
34.9 |
292 |
58.4 |
117 |
40.5 |
| Positive |
1,698 |
60.2 |
1,278 |
65.1 |
208 |
41.6 |
172 |
59.5 |
| Missing |
67 |
| 21 |
| 24 |
| 22 |
|
| Radiotherapy |
|
|
|
|
|
|
| |
| No |
69 |
2.4 |
44 |
2.2 |
13 |
2.5 |
12 |
3.9 |
| Yes |
2,751 |
97.6 |
1,941 |
97.8 |
511 |
97.5 |
299 |
96.1 |
| Nottingham Prognostic Index |
|
|
|
|
|
|
| |
| Good (≤3.4) |
495 |
20.2 |
425 |
25.0 |
60 |
12.2 |
10 |
3.8 |
| Moderate (3.4; 5.4) |
1,477 |
60.2 |
1 023 |
60.2 |
314 |
63.8 |
140 |
53.0 |
| Poor (>5.4) |
483 |
19.7 |
251 |
14.8 |
118 |
24.0 |
114 |
43.2 |
| Missing |
365 |
| 286 |
| 32 |
| 47 |
|
SBR: Scarf-Bloom and Richardson prognostic grading system.
First event analysis
On the overall population, 732 patients (26%) had a
disease-related event. The two- and five-year EFS rates are 85.1
and 71.4%, respectively.
The results of univariate analyses were shown in table 4. The following six covariates had a
significant effect on EFS: age (P < 0.001), grade
(P < 0.001), histologic tumor size (P < 0.001),
number of involved lymph nodes (P < 0.001), estrogen
(P < 0.001), progesterone receptors status
(P < 0.001) and type of surgery
(P < 0.001).
Table 4 Results of univariate analysis event-free
survival (EFS).
|
| Event/n |
EFS (5 years) |
P |
| Age, years |
|
| <0.001 |
| ≤35 |
84/200 |
0.553 |
|
| 36-50 |
365/1,398 |
0.715 |
|
| >50 |
283/1,222 |
0.738 |
|
| Type of surgery |
|
| <0.0001 |
| Breast conservation |
330/1,455 |
0.752 |
|
| Mastectomy |
305/999 |
0.659 |
|
| SBR Grade |
|
| <0.001 |
| I |
21/266 |
0.917 |
|
| II |
274/1,149 |
0.729 |
|
| III |
402/1,248 |
0.652 |
|
| Number of positive nodes |
|
| <0.001 |
| 1-3 |
239/1,531 |
0.824 |
|
| 4-7 |
201/649 |
0.659 |
|
| 8-11 |
132/341 |
0.574 |
|
| >11 |
160/299 |
0.444 |
|
| Histologic tumor size, cm |
|
| <0.001 |
| <2 cm |
152/909 |
0.811 |
|
| 2-5 cm |
452/1,555 |
0.675 |
|
| >5 cm |
73/174 |
0.561 |
|
| Histologic type |
|
| 0.456 |
| Lobular |
95/364 |
0.714 |
|
| Ductal |
589/2,249 |
0.711 |
|
| Other |
48/206 |
0.748 |
|
| Estrogen Receptor |
|
| <0.001 |
| Positive |
435/1,957 |
0.754 |
|
| Negative |
286/833 |
0.624 |
|
| Progesterone receptor |
|
| <0.001 |
| Positive |
354/1,658 |
0.764 |
|
| Negative |
361/1,095 |
0.637 |
|
SBR: Scarf-Bloom and Richardson prognostic grading system.
In the multivariate analysis (table
5), increased histologic tumor size, increased
number of involved lymph nodes, high grade, negativity of estrogen
receptors and negativity of progesterone receptors and age lower
than 35 years were associated with an increased risk of
relapse.
Table 5 Multivariate analysis – Cox
versus Fine and Gray (n = 2,455).
|
| Cox |
Fine and Gray Analysis |
|
| EFS |
Locoregional |
Contralateral |
Metastases |
|
| HR |
95 %CI |
P (wald) |
sHR |
95 %CI |
P |
sHR |
95 %CI |
P |
sHR |
95%CI |
P |
| Age, years |
|
|
|
|
|
|
|
|
|
|
| |
| ≤35 |
1.99 |
[1.54; 2.60] |
<0.001 |
2.37 |
[1.26; 4.47] |
0.007 |
0.84 |
[0.25; 2.84] |
0.396 |
1.91 |
[1.30; 2.48] |
<0.001 |
| 36-50 |
1.18 |
[0.99; 1.39] |
0.053 |
1.49 |
[0.95; 2.33] |
0.079 |
1.31 |
[0.71; 2.43] |
0.777 |
1.09 |
[0.90; 1.33] |
0.370 |
| >50 |
1 |
|
| 1 |
|
| 1 |
|
| 1 |
| |
| Histologic tumor size |
|
|
|
|
|
|
|
|
|
|
| |
| <2 cm |
1 |
|
| 1 |
|
| 1 |
|
| 1 |
| |
| 2-5 cm |
1.45 |
[1.19; 1.78] |
<0.001 |
1.64 |
[0.99; 2.72] |
0.054 |
1.03 |
[0.55; 1.91] |
0.915 |
1.42 |
[1.13; 1.79] |
0.003 |
| >5 cm |
1.78 [1.30; 2.44] |
| <0.001 |
1.24 [0.45; 3.40] |
| 0.673 |
1.54 |
[0.51; 4.69] |
0.438 |
1.77 |
[1.23; 2.55] |
0.002 |
| Number of positive nodes |
|
|
|
|
|
|
|
|
|
|
| |
| 1-3 |
1 |
|
| 1 |
|
| 1 |
|
| 1 |
| |
| 4-7 |
1.95 |
[1.59; 2.40] |
<0.001 |
1.60 |
[0.95; 2.73] |
0.079 |
1.29 |
[0.68; 2.47] |
0.430 |
2.05 |
[1.62; 2.61] |
<0.001 |
| 8-11 |
2.51 [1.99; 3.16] |
| <0.001 |
2.74 |
[1.59; 4.75] |
<0.001 |
0.49 |
[0.15; 1.65] |
0.256 |
2.56 |
[1.97; 3.35] |
<0.001 |
| >11 |
3.84 |
[3.07; 4.80] |
<0.001 |
2.94 |
[1.66; 5.23] |
<0.001 |
0.87 |
[0.35; 2.17] |
0.780 |
3.94 |
[3.03; 5.13] |
<0.001 |
| SBR grade |
|
|
|
|
|
|
|
|
|
|
| |
| I |
1 |
|
| 1 |
|
| 1 |
|
| 1 |
| |
| II |
2.76 |
[1.73; 4.41] |
<0.001 |
7.18 |
[0.98; 52.66] |
0.052 |
0.86 |
[0.31; 2.42] |
0.785 |
2.99 |
[1.71; 5.21] |
<0.001 |
| III |
3.23 |
[2.02; 5.17] |
<0.001 |
9.64 |
[1.33; 69.92] |
0.025 |
0.80 |
[0.28; 2.33] |
0.683 |
3.44 |
[1.97; 6.03] |
<0.001 |
| Estrogen receptor |
|
|
|
|
|
|
|
|
|
|
| |
| Positive |
1 |
|
| 1 |
|
| 1 |
|
| 1 |
| |
| Negative |
1.30 |
[1.07; 1.59] |
0.011 |
0.94 |
[0.55; 1.60] |
0.828 |
3.97 |
[1.84; 8.16] |
<0.001 |
1.17 |
[0.92; 1.48] |
0.206 |
| Progesterone receptor |
|
|
|
|
|
|
|
|
|
|
| |
| Positive |
1 |
|
| 1 |
|
| 1 |
|
| 1 |
| |
| Negative |
1.32 |
[1.08; 1.61] |
0.006 |
1.66 |
[0.99; 2.76] |
0.053 |
0.67 |
[0.31; 1.50] |
0.319 |
1.32 |
[1.04; 1.66] |
0.020 |
| Type of surgery |
|
|
|
|
|
|
|
|
|
|
| |
| Breast conservation |
1 |
|
| 1 |
|
| 1 |
|
| 1 |
| |
| Mastectomy |
1.10 |
[0.93; 1.30] |
0.264 |
0.62 |
[0.39; 0.97] |
0.037 |
0.77 |
[0.42; 1.40] |
0.392 |
1.26 |
[1.04; 1.53] |
0.018 |
| Univariate analysis |
| NPI |
|
|
|
|
|
|
|
|
|
|
| |
| Good |
1 |
|
| 1 |
|
| 1 |
|
| 1 |
| |
| Moderate |
3.55 |
[2.57; 4.90] |
0.001 |
5.38 |
[1.96; 14.73] |
0.001 |
1.02 |
[0.49; 2.05] |
0.96 |
3.98 |
[2.68; 5.88] |
<0.001 |
| Poor |
7.31 |
[5.23; 10.20] |
<0.001 |
9.58 |
[3.42; 26.82] |
<0.001 |
0.95 |
[0.39; 2.55] |
0.91 |
8.21 |
[5.49; 12.2] |
<0.001 |
EFS: event-free survival; NPI: Nottingham Prognostic Index; SBR:
Scarf-Bloom and Richardson prognostic grading system.
Competing risks analysis
Distant metastasis was the most frequent first event type
(n = 560, 19.9%), locoregional relapse and contralateral
breast cancer occurred respectively in 114 patients (4.1%) and 58
patients (2%). The five-year cumulative incidence rates for distant
metastasis, locoregional relapse and contralateral breast cancer
were estimated at 22.1, 4.2 and 2.3%, respectively (figure 1).
Results of the competing risks regression using the Fine and Gray
model are summarized in table 5.
Locoregional recurrence
The major prognostic factor associated with locoregional
recurrence was grade III (sHR = 9.64, P = 0.025). Age lower
than 35 years showed a significantly higher risk of locoregional
recurrence (sHR = 2.37, P = 0.007) compared to women of 50
years or older, and there was a trend for patients aged between 35
to 50 (sHR = 1.49, P = 0.079). Patients with more than eight
involved lymph nodes were associated with a high probability of
locoregional relapse (8-11: sHR = 2.74, P < 0.001;
>11: sHR = 2.94, P < 0.001). Negativity of
progesterone receptors was not statistically associated with an
increased rate of locoregional recurrence, but there was a tendency
(sHR = 1.66, P = 0.053). Histologic tumor size and
negativity of estrogen receptors were not associated with an
increased probability of locoregional failure. Patients who
underwent mastectomy were associated with a lower probability of
locoregional recurrence (sHR = 0.62; P = 0.037) compared to
patients with breast conservative surgery.
Distant metastasis
In the multivariate analysis, major factors associated with an
increased probability of distant metastasis were grade (grade II:
sHR = 2.99, P < 0.001, grade III: sHR = 3.44,
P < 0.001 compared to grade I) and the number of involved
lymph nodes (N4-7: sHR = 2.05, P < 0.001; N8-11:
sHR = 2.56, P < 0.001; n > 11: sHR = 3.94,
P < 0.001 compared to N1-3). Histologic tumor size and
negativity of progesterone receptors were also related to the rate
of distant metastasis. The probability of distant metastasis is
increased for women less than 35 years compared to women of 50
years or older (sHR = 1.91, P < 0.001). Age between 35
and 50 years was not associated with an increased risk of distant
metastasis compared to older women (P = 0.37). No
association was found between negativity of estrogen receptors and
distant metastasis rate (P = 0.206). Patients who underwent
mastectomy were associated with a higher rate of distant metastasis
as first events (sHR = 1.26, P = 0.187) compared to women
who underwent breast conservative surgery.
Contralateral breast cancer
Estrogen receptor negativity was associated with an increased
probability of contralateral breast cancer (sHR = 3.97,
P < 0.001). There was no other factor on multivariate
analysis significantly associated with contralateral breast
cancer.
Overall survival post-first event
For the 732 patients who had a first event according to the
definition, the median post-event follow-up was 27 months
(95%CI = [24.5; 30.1]) of whom 336 (45.9%) died. Overall survival
following a first event was 56.8% (95%CI = [52.6; 60.8]) at two
years.
On univariate analysis, we compared groups according to usual
prognostic factors and type of first events (locoregional relapse,
contralateral and distant metastasis). In order to explore if early
and late recurrences have potentially different natural histories,
we also studied the relapse-free interval (<12 months, 12-24
months, >24 months).
Results of univariate analysis are provided in table 6. The type of first events influenced
overall survival following post-first event (P < 0.001,
figure
2A). As expected, patients with distant metastasis
had poorer survival compared to patients with other first events.
Two-year overall survival rates following the first event were
estimated as 87.7, 80.7 and 49% for contralateral breast cancer,
locoregional recurrence and distant metastasis respectively. Three
periods of relapse with different prognosis on overall survival
post-relapse were identified: <12 months, 12 to 24 months and
>24 months (P < 0.001, figure 2B).
Other factors influencing post-relapse overall survival were age
(P < 0.001), grade (P < 0.001), number of lymph
node involved (P = 0.002), estrogen receptor status
(P < 0.001) and progesterone receptor status
(P < 0.001). There was no difference for tumor size
(P = 0.199) nor histologic subtype (P = 0.159).
Table 6 Results of univariate and multivariate
analysis – Overall survival post-first event.
|
| Univariate analysis |
Multivariate Analysis |
|
| Event/n |
Survival (2 years) |
P |
HR |
95 %CI |
P (wald) |
| Relapse-free interval |
|
| <0.001 |
|
| |
| ≤12 months |
136/191 |
0.420 |
| 1.64 |
[1.21; 2.23] |
0.001 |
| 12-24 months |
123/224 |
0.574 |
| 1.36 |
[1.10; 1.84] |
0.045 |
| >24 months |
77/317 |
0.693 |
| 1 |
| |
| First event type |
|
| <0.001 |
|
| |
| Contralateral |
8/58 |
0.877 |
| 1 |
| |
| Locoregional |
39/114 |
0.807 |
| 2.51 |
[1.10; 5.72] |
0.028 |
| Metastasis |
289/560 |
0.490 |
| 6.80 |
[2.10; 13.30] |
<0.001 |
| Age (years) |
|
| 0.003 |
|
| |
| ≤50 |
190/449 |
0.627 |
| 1 |
| |
| >50 |
146/283 |
0.475 |
| 1.31 |
[1.04; 1.65] |
0.019 |
| SBR grade |
|
| <0.001 |
|
| |
| I-II |
108/295 |
0.657 |
| 1 |
| |
| III |
215/402 |
0.510 |
| 1.56 |
[1.22; 1.98] |
<0.001 |
| Number of involved lymph nodes |
|
| 0.002 |
|
| |
| 1-3 |
82/239 |
0.692 |
| 1 |
| |
| 4-7 |
95/201 |
0.513 |
| 1.41 |
[1.04; 1.92] |
0.028 |
| >7 |
159/292 |
0.507 |
| 1.56 |
[1.17; 2.07] |
0.002 |
| Tumor size |
|
|
| NA |
| 0.199 |
| <2 cm |
51/152 |
0.647 |
|
|
| |
| 2-5 cm |
220/452 |
0.564 |
|
|
| |
| >5 cm |
36/73 |
0.536 |
|
|
| |
| Histologic subtype |
|
| 0.159 |
NA |
| |
| Ductal |
275/589 |
0.560 |
|
|
| |
| Other |
27/48 |
0.565 |
|
|
| |
| Estrogen receptor |
|
| <0.001 |
|
| |
| Negative |
159/286 |
0.463 |
| 1.44 |
[1.10; 1.87] |
0.007 |
| Positive |
171/435 |
0.638 |
| 1 |
| |
| Progesterone receptor |
|
| <0.001 |
|
| |
| Negative |
195/361 |
0.481 |
| 1.22 |
[0.93; 1.60] |
0.146 |
| Positive |
132/354 |
0.660 |
| 1 |
| |
SBR: Scarf-Bloom and Richardson prognostic grading system.
Results of multivariate analysis were shown in table 6. The major prognostic factor influencing
post-first event overall survival was the type of first event with
an increased risk of death after locoregional relapse (HR = 2.51;
95%CI = [1.10; 5.72]) and distant metastasis (HR = 6.80,
95%CI = [2.10; 13.30]) compared to contralateral breast cancer.
Relapse-free interval was associated with an increased risk of
death. Age more than 50 (HR = 1.31; 95%CI = [1.04; 1.65]
P = 0.019), grade 3 tumors (HR = [1.56; 95%CI = [1.22; 1.9]
P < 0.001), negativity of estrogen receptors (HR = 1.44;
95%CI = [1.10; 1.87] P = 0.007) and number of involved lymph
nodes was also significantly associated with an increased risk of
death. Negativity of progesterone receptors was not associated with
overall survival post-relapse.
Prognostic index and competing risks
The NPI defined three groups of patients at different risks of
first event (table 5),
five year EFS rates were respectively estimated as 90.6, 71.0 and
52.5% for good, moderate and poor risk (figure
3A). Five-year estimates of cumulative
incidence associated with locoregional recurrence were 0.9, 4.5 and
7.4% for respectively good, moderate and poor risk (figure
3B,C). At five years, the rates of distant
metastasis were 6.4% 21.9% and 38.3% respectively. Results of the
Fine and Gray model are provided in table
5. Patients in the moderate and poor risk groups were
associated with an increased probability of distant metastasis and
locoregional recurrence compared to patients in the good risk
group.
The rates of relapse at 24 months were respectively estimated as
3% (locoregional recurrence: 0.2%, contralateral: 1%, distant
metastasis: 1.8%) for patients classified at good prognosis, 14.6%
(locoregional recurrence: 2.3%, contralateral: 0.8%, distant
metastasis: 11.5%) in the intermediate prognostic group and as
28.9% (locoregional recurrence: 5.1%, contralateral: 1.3%, distant
metastasis: 22.5%) in the poor prognostic group.
Discussion
We have analyzed data of 2,820 breast cancer patients with lymph
node involvement treated in FNCLCC adjuvant chemotherapy trials. We
first evaluated patterns of recurrence without taking into account
the type of first event. We used competing risk methodology with
three types of events (locoregional recurrence, contralateral
breast cancer and distant metastasis) to study prognostic factors
associated with each type of event in order to better adapt
protocols of surveillance. This model distinguished between
patients who were still alive and those who had already failed from
competing causes; for example, a high risk of distant metastasis
reduces the probability of observing locoregional recurrence or
contralateral breast cancer. We also studied prognosis of overall
survival following the first event. And finally, using competing
risk methodology, the capacity of discrimination with the NPI score
according to the type of first events was examined.
Contrary to other publications, the date of origin for EFS and
competing risks analysis was defined as the date of end of
treatment (chemotherapy or radiotherapy, if applicable) as opposed
to date of surgery. Since we are in an adjuvant setting oriented to
adapting follow-up, we considered that patients were at risk of
relapse from the end of chemotherapy and radiotherapy
treatment.
Unfortunately, our study had several limitations. First, the
follow-up period of this study was short in relation to the natural
history of breast cancer, but the majority of events occurred in
the first five years post-treatment and clinicians need such
information to adjust the timing of follow-up visits. Besides, the
modalities of diagnosis (symptomatic or asymptomatic) and treatment
at relapse were not available in these trials, consequently their
respective impacts on survival could not be evaluated. Since
patients in this study were included in three randomized trials
with intensive follow-up, the rate of distant metastasis diagnosed
asymptomatically during the first two years could be increased. The
survival from time of detection of metastasis until death could be
longer for these patients compared to those with symptomatic
detection. The experimental arm of the PACS and PEGASE-01 trials
were statistically associated with an improvement in disease-free
survival. So, patients treated in the control arm of these two
trials received a suboptimal treatment and the rate of relapse
might be overestimated in this study population. Moreover, HER2
status and other components of molecular subtypes were not
available for all patients, so their influence compared to
conventional factors could not be reliably assessed. Furthermore,
only node-positive women up to about 65 years of age who satisfied
strict inclusion criteria (table
1) were included in these trials. Due to these
important limitations, we are unable to suggest precise follow-up
schedules and programs.
Consistently with the literature, patients with a high lymph
node involvement recurred earlier [31, 32]. In our study, the
rate of recurrence was estimated at 20.4% at three years and most
of them were systemic ones. The cumulative incidences of distant
metastasis and potentially curative events (i.e., locoregional
recurrence or contralateral breast cancer) were 15.9 and 4.5%,
respectively at three years. Among the 266 patients with grade I
tumors, only seven potential curative events occurred (one
locoregional recurrence at 47 months, and six contralateral breast
cancers). This finding confirms results from other studies [33].
So, there seems to be no reason to propose frequent follow-ups
during the first years in this good prognosis sub group of
patients. As a result, we could suggest that this good prognosis
group of patients (grade I and pN+) need essentially locoregional
and annual surveillance during the first five years after
radiotherapy, a similar result was available on the literature
[33]. On the contrary, intensive and global (locoregional and
distant) follow-up should be more appropriate for grade III tumors,
patients younger than 35 years, women with more than eight involved
lymph nodes and negative progesterone receptor status. In fact,
these factors correspond to the major prognostic factors associated
with locoregional recurrence. This last finding need to be
imbalance with the fact that this population is also at higher risk
of distant metastasis. Nevertheless, in absence of recent data
showing a potential benefit to treat low burden asymptomatic
metastatic disease, there is no recommendation made to perform
systematically detection of metastasis in asymptomatic patients,
[1, 17]. As a result, there is no patent reason to propose
today, more frequent follow-ups to screen distant metastasis,
including population of patients at high risk. New innovative and
prospective studies will be done. Another interesting result was
the capacity of the NPI score to discriminate three populations of
patients with different risks of locoregional recurrence and
distant metastasis. During the first year post-treatment, only two
distant metastasis and one contralateral breast cancer were
observed in the NPI good risk group. In addition, only four
patients in this group had locoregional recurrences during longer
follow-up. Using this index, it was possible to identify a
population of patients for which the risk of distant metastasis was
not low. In fact, early local recurrences reflect aggressive
disease and more frequent development of metastases compared with
delayed recurrences [34].
The prognosis of patients after recurrence depends partially on
the relapse-free interval. Three periods with different prognosis
of relapse were identified: early and intermediate recurrences
which correspond respectively to the first and the second year
post-treatment and late relapses after two years post-treatment.
Other studies considered only two periods of relapse, early failure
associated with an event in the first two years post-surgery and
late recurrence with relapse after two years [31, 32]. In our
study, as expected, the major prognostic factor associated with an
increased risk of post-relapse death was the type of first event:
groups with local recurrence or contralateral breast cancer having
the most favorable post-relapse survival. According to the
literature, other prognostic factors associated with an increased
risk of death were linked to the aggressiveness of the initial
tumor.
In conclusion, our findings in this set of lymph node-positive
breast cancer patients confirm that frequency and perhaps modality
of follow-up during the first five years can be adapted using
prognostic factors associated with relapse. For patients with a low
risk of locoregional recurrence, it seems reasonable to limit the
frequency of routine follow-up during the first years. In order to
adapt the frequency according to the risk of relapse, its seems
favorable to propose one or two visits by years during the first
five years, but optimal interval and total duration of follow-up
remain unknown. This strategy will reduce costs and optimize staff
resources [1]. For patients at a high risk of recurrence, regular
follow-up should be maintained in order to detect potential
curative events. Concerning screening for distant metastasis, there
are no arguments at the present time to propose more intensive
follow-up, thus adding systematic work-up in asymptomatic patients.
The case of overexpressing HER2+ tumors should be specifically
evaluated due to the efficacy of targeted anti HER2 agents even in
the metastatic setting. Future research should focus on the
adaptation of post-therapeutic follow-up schedules to molecular
subtypes in order to take into account the dynamic process of the
events. So, it seems important to evaluate the impact of early
detection in these different subgroups on overall survival and
quality of life data.
Acknowledgements
T.F. received a grant from the Institut national du cancer
(INCa: 07/3D1317/66-PDOC-RC-GSO-005/NG-LC). All the investigators
of these three trials are warmly thanked.
Support: T.F. received a grant from the Institut national
du cancer (INCa: 07/3D1317/66-PDOC-RC-GSO-005/NG-LC).
Conflicts of interests
P. Fumoleau is PACS 01-04 investigator.
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