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Nd: YAG laser (1,064 nm) fails to improve localized plaque type psoriasis: a clinical and immunohistochemical pilot study


European Journal of Dermatology. Volume 18, Number 6, 671-6, Novembre-Décembre 2008, Therapy

DOI : 10.1684/ejd.2008.0518

Summary  

Author(s) : Rosanne G van Lingen, Elke MGJ de Jong, Piet EJ van Erp, Wilmy SEC van Meeteren, Peter CM van De Kerkhof, Marieke MB Seyger , Department of Dermatology, Radboud University Medical Centre, P.O. Box 9101, NL- 6500 HB Nijmegen, The Netherlands.

Summary : Chronic and localized plaque-type-psoriasis is often therapy resistant as a result of which dermatologists often have trouble finding a suitable treatment option. Traditional therapies for psoriasis merely focus on the inhibition of epidermal proliferation, inflammation, or both. The earliest changes, however, in a novel psoriatic lesion concern abnormal microvasculature. The position of lasers in the treatment of psoriatic lesions is debatable, as different views exist with respect to efficacy and tolerability. The current investigation evaluates the clinical and immunohistochemical effect of the Nd:YAG (1,064 nm) laser in chronic localized psoriasis, as this laser can penetrate up to the deeper abnormal psoriatic vasculature. The effects are compared to treatment with the well-established calcipotriol/betamethasone dipropionate ointment. The use of the Nd:YAG laser with treatment-intervals of four weeks was found not to be of additional value in the array of treatment modalities for chronic localized plaque-psoriasis. Targeting the more superficially located microvasculature in psoriasis seems of stronger significance for achieving a clinical effect than the deeper vasculature targeted by the Nd:YAG laser. Therefore, the present data are of importance in preserving dermatologists from treating psoriatic lesions with a Nd:YAG laser. However, further studies incorporating changes in methodology, in particular shortened time-intervals between treatments, are needed in order to refute or confirm this position.

Keywords : Nd: YAG laser, psoriasis, 1,064 nm

Pictures

ARTICLE

Auteur(s) : Rosanne G van Lingen, Elke MGJ de Jong, Piet EJ van Erp, Wilmy SEC van Meeteren, Peter CM van De Kerkhof, Marieke MB Seyger

Department of Dermatology, Radboud University Medical Centre, P.O. Box 9101, NL- 6500 HB Nijmegen, The Netherlands

accepté le 28 Mai 2008

Often, some chronic and localized plaque psoriasis appears to be therapy resistant and no adequate solution, in terms of effective treatment modalities, seems available for these patients to clear these remaining recalcitrant plaques. In general, these plaques are restricted to a small body surface area, which makes the choice for a systemic therapy unattractive. Therefore, an unmet need exists for an effective treatment of such chronic, therapy resistant psoriatic lesions.

Psoriasis is a chronic inflammatory skin disease in which epidermal proliferation, angioneogenesis and T-cell expansion within the papillary dermis are the most impressive features [1, 2]. Traditional therapies for psoriasis target the inhibition of epidermal proliferation, or inflammation, or both. The earliest changes noted in an early psoriatic lesion, however, are elongated, widened and tortuous microvessels [3-5]. The use of lasers in dermatology has increased during the past two decades. As new laser devices continue to emerge, an expanding range of versatile laser systems has developed but also an extremely broad spectrum of potential candidate disorders has developed, which presently includes the psoriatic lesion. As compared to other treatment options for psoriasis, the use of lasers aims at a selective removal of the diseased endothelial target structures whilst the epidermis is particularly protected from heat injury, rendering it an excellent potential treatment option for localized plaque psoriasis. Studies have led to the idea that the selective destruction of the dilated papillary vessels by the principle of selective photothermolysis eliminates the extravasation of inflammatory mediators into the interstitium inducing an improvement of the psoriatic plaques [6-10]. This selectivity can be achieved by choosing the appropriate laser light wavelength and pulse duration responsible for the amount of heat diffusion. Psoriasis has previously been shown to respond to several types of lasers [7, 11-14]. In particular, with respect to vascular lasers, psoriatic lesions have been shown to improve with pulsed dye laser treatment (PDL, 595 nm) although some debate between different groups exists with respect to the efficacy and tolerability [15-19]. However, the remission is usually transient, as studies have shown that the persistent secretion of cytokines in treated psoriatic lesions was responsible for a relapse of endothelial proliferation, causing a rebound in vasculature and a return of the psoriatic plaque [1].

Infrared light with a wavelength of 1,064 nm, like that of the neodymium-doped yttrium aluminium garnet (Nd:YAG) laser, can penetrate the skin up to a depth of 7 mm [20]. So far, no study has been carried out asses the place of the Nd:YAG laser in the array of treatment modalities for localized psoriasis. The deep penetration could well represent a great advantage for the Nd:YAG laser over the PDL, since the target endothelial structures in psoriasis are located up to a few millimeters deep in the psoriatic skin. As the psoriatic blood vessels play an important role in immunocyte trafficking in psoriasis, it is credible that selective removal of the deeper abnormal psoriatic vasculature in the dermis by means of the Nd:YAG 1,064 nm laser may be of benefit for treatment. In the long run, this could possibly result in a more long-lasting therapeutic effect.

The current pilot study evaluates the clinical efficacy and tolerability of a Nd:YAG 1,064 nm against an active well-established comparator: calcipotriol/betamethasone dipropionate ointment (CBD). An intra-patient, left-right comparative study was conducted, wherein patients with localized psoriasis were treated with both the Nd:YAG laser (1,064 nm) and topical therapy with CBD for a period of three months. CBD-treatment was given once daily whereas the number of Nd:YAG treatments was three, with a 4-week interval between treatments. In addition, in order to elucidate the mode of action, immunohistochemical assessments were performed on lesional skin biopsies. Our goal herein was to provide insight on the effects of the 1,064-nm wavelength and CBD ointment on key phenomena in the psoriatic dermis and epidermis, e.g. keratinocyte differentiation (K10), T-lymphocytes (CD3+ cells) and capillary expansion (Von Willebrand factor and CD31).

Patients and methods

Patients

Six patients aged at least 18 years with stable, localized plaque psoriasis were included in the study after giving written informed consent. All patients had a washout of systemic treatments or phototherapy for at least four weeks and had not used topical treatment for the last two weeks prior to participation. Other exclusion criteria were pregnancy, lactation and a history of photosensitivity. The study was approved by the local medical ethics committee.

Study design

Two weeks before the start of treatment, 10% salicylic acid in petrolatum album was prescribed in order to reduce desquamation of the plaque and enhance light penetration and penetration of the CBD-ointment through the stratum corneum, ultimately standardizing and optimizing the pretreatment situation for both topical and laser treatment. Since treatment with the Nd:YAG 1,064 nm (“Gentle YAG VR”, wavelength 1,064 nm, with a dynamic cryogen cooling device for minimizing patient discomfort, Candela Corporation) has not been described before, questions remain as to the 1,064 nm laser’s optimal operating parameters for positively affecting dermal endothelial structures. Therefore, we first tested for optimal settings in three patients with psoriasis, for final use in the main pilot study. At the initial visit, two similar plaques of at least 10 cm2 were selected. These plaques were similar in terms of body localization and clinical severity score (SUM-score). Consequently, one psoriatic plaque was treated, varying in spot sizes and fluences, all within the spectrum of optimal depth for effective endothelial destruction (table 1). Primary outcome measures, which were used after 4 weeks and further throughout the study, comprised the SUM-score (for evaluating the clinical effect) and the occurrence of adverse events (for evaluating safety). No major significant differences in clinical effect between the settings could be observed, nor did any interfering adverse events occur. All fluences were tolerated equally. As no specific preferable setting in terms of clinical efficacy or safety was deducible from the testing, the maximal applied fluence per spot size (1.5 mm spot, 375 J cm–2; 3 mm spot, 310 J cm–2) from the testing was chosen for application in the main pilot study. Comparing PDL-studies with different time intervals, the intervals vary from weekly to once every 2 to 3 weeks. Even then, sometimes residual crusting resulted in postponement of the laser treatment. Therefore, we opted for a time interval of four weeks between Nd:YAG treatments.

In the main study, at random, one of the two selected SUM-comparable plaques was treated with calcipotriol 50 μg g-1 and betamethasone dipropionate 0.5 mg g-1 ointment (CBD) (Daivobet/Dovobet; Leo Pharma, Ballerup, Denmark) once daily for the duration of three months. The other plaque was symmetrically divided in half, to treat one half with the 1.5 mm spot (fluence 375 J cm–2) and the other with the 3 mm spot (fluence 310 J cm–2) each by a single pass, once every 4 weeks. In total, the plaque was treated three times. Prior to Nd:YAG treatment, watery oil was applied on the designated psoriatic plaque in order to further reduce the amount of scattering and enhance light penetration through the stratum corneum. After three months of treatment, patients entered a follow-up period of eight weeks, in which they neither applied the CBD ointment nor received Nd:YAG laser treatment.
Table 1 Nd:YAG 1,064 nm test settings varying in spot sizes and fluence

Nd:YAG 1,064 nm settings

Spot size 1.5 mm – Pulse duration 10 ms

Spot size 3 mm – Pulse duration 20 ms

Fluence J cm–2

300

250

325

270

350

290

375

310

Clinical assessments

Clinical severity of the designated plaques was assessed using the SUM-score at baseline and after 4 and 8 weeks and during the follow-up period. The SUM score is a cumulative measure which includes scores for eythema, induration (plaque thickness) and scaling on the following scale: 0, absent; 1, minimal (very light pink, hardly any elevation, rare scale); 2, mild (light red/pink, slight elevation, poorly defined scale); 3, moderate (red, moderate elevation, defined scales); 4, severe (very red, marked ridge, heavy scaling). Ultimately, a global SUM score (range 0-12) was determined as the sum of all three scores together, reflecting the overall plaque severity. Furthermore, the Visual Analogue Scale (VAS) for pain (range 0-10) was used for patients to report the level of experienced pain during Nd:YAG treatment with the two spot sizes. A score of 0 represented a total absence of pain and 10 represented maximum pain.

Biopsies

Biopsies (4 mm) were taken at a central representative site in the target lesions after 3 months of treatment (week 12): one from the Nd:YAG treated, one from the CBD treated lesion and one from an untreated psoriatic plaque which served as a control. Before the biopsy procedure, local anesthesia was given (xylocaine/adrenaline 1:100,000). Skin defects were optionally closed using one suture.

Immunohistochemical staining

Immunohistochemical staining on paraffin and cryostat sections was performed as previously described [21, 22]. The following primary antibodies (mouse anti-human) were used: anti-CD3 (1:100) (cryostat, clone UCTH1), anti-K10 (paraffin, 1:100, clone RKSE60) (Monosan Laboratories Uden Netherlands), anti-von Willebrand Factor (paraffin, vWF, 1:200, clone F8/86) and anti-CD31 (paraffin, 1:200, clone JC70A) both from DAKO (Copenhagen, Denmark). Furthermore, from each patient we performed an H&E staining to verify that the biopsies under study fulfilled the psoriasis-specific histological criteria.

Blinded quantification of markers

Quantification of K10 and CD3 and determination of the thickness of the epidermis was enforced as previously reported [23], using the image processing programs, ImageJ 1.37 (National Institutes of Health, USA) and IP-lab (Scanalytics, USA). Quantitative cell counts of the T lymphocytes (CD3) were expressed as ‘Positive cells per mm skin length’. K10 was quantified using the percentage of a representative region of interest (ROI) in the epidermal surface, as a unit. As the stainings of both CD31 and vWF showed a similar pattern, CD31 was chosen as the endothelial marker used for quantification. Quantification of CD31 was enabled, creating a division in several distinct ROIs, as depicted in figure 1, ultimately expressing CD31 as a positive area in a percentage of the ROI. In order to observe and evaluate the potential depth of penetration of the Nd:YAG laser in the dermis, two separate parts of the dermis were selected; on the one hand comprising the inter rete ridges dermis and on the other hand, the lower papillary dermis. The choice for this separation was based on the background information that the PDL was shown to target primarily the more superficial capillaries in the rete ridges and the Nd:YAG was theorized to penetrate deeper, down to the lower papillary dermis. All sections were analyzed in a blinded manner as the sections were coded by an independent co-worker before assessment.

Statistical analyses

To compare SUM-scores between different moments in time during treatments, we performed the Kruskal-Wallis test. In addition, we performed matched pair analysis using the Wilcoxon signed Ranks test to compare the SUM-scores over time with the non-treated plaques.

To compare the epidermal thickness and immunohistochemical expression of K10, CD3 and CD31 between the two treatments (Nd:YAG 3 mm spot and CBD) and the untreated psoriatic biopsy, the Student’s t-test was used. A statistically significant difference was set at p < 0.05. All analyses were carried out using SPSS software version 14.0.

Results

In total, 6 patients participated in this study (4 males, 2 females) with a mean age of 47.7 ± 5.2 years. Two patients had to be excluded, one because of refusal of the biopsy procedure, the other because the applied fluences had to be reduced since the patient reported intolerable pain at the initial fluences.

Clinical efficacy

The results for the mean SUM-scores per treatment modality during the study are shown in figure 2A. A quick glance at the figure shows that at baseline all plaques had a comparable SUM-score, that the treatment with CBD caused the largest reduction of SUM-score, and thus clinical effect, and that the two spot sizes used for the Nd:YAG laser did not differ greatly in clinical effect. The mean reductions in SUM-score between baseline and week 12 for Nd:YAG 1,5 mm, Nd:YAG 3 mm and the CBD-ointment were 17%, 27%, 62% respectively. With respect to the control plaque, there was a 9% increase in SUM-score after 12 weeks. The reduction in SUM-score induced by the CBD-ointment reached statistical significance at week 4, week 8 and week 12 (all p < 0.05) as compared to baseline. There was a significant reduction in SUM-score caused by treatment with the Nd:YAG (both 1.5 and 3 mm spot size) at week 4, 29% and 24% respectively, compared to baseline. However, this effect was not maintained further throughout the study. Between weeks 12 and 16 (follow-up period), only the mean SUM-score for the CBD treated plaques augmented significantly to a moderate extent (+33%, p < 0.05).

Visual Analogue Scale (VAS)

With respect to the level of experienced pain during Nd:YAG treatment, the mean VAS-score per spot size at the different time-points is depicted in figure 2B. It can be seen that all patients reported a higher VAS-score when treated with the 3mm spot and corresponding fluence than with the 1.5 mm spot. In addition, the VAS-score was comparable in range during the first, second and third treatment and did not differ greatly, except for one patient who experienced intolerable pain at the initial fluences. Therefore, the fluences for this particular patient were reduced by ± 40% and this patient was excluded from further clinical and immunohistochemical analyses.

Morphological and immunohistochemical analyses

Figure 3 illustrates the results of the quantities of the epidermal thickness, the endothelial marker (CD31), keratinocyte differentiation (K10) and CD3-counts after treatment with CBD and the Nd:YAG laser compared to the non-treated control biopsies (No Tx). The number of CD3+ lymphocytes decreased significantly (p < 0.05) in the epidermis of the CBD treated group and only a tendency to decrease after therapy (p < 0.1) was observed in the epidermis of the Nd:YAG treated group, compared to the amount of CD3+ T cells in the control biopsies of non-treated psoriatic plaques. With respect to the dermis, in the Nd:YAG treated group, the CD3+ T cells were significantly decreased after therapy (p < 0.05) as compared to the control group of biopsies, whereas the CBD group showed no significant reduction in CD3+ T cells. The epidermal thickness decreased significantly in the CBD group of biopsies (–43.2%, p < 0.05), whilst for the Nd:YAG group no significant decrease could be observed (–24.9%, p > 0.05) compared to the untreated biopsies. The area positive for CD31 in the ROI in both the inter-rete ridge dermis and the low papillary dermis, was not significantly different between either of the two treatment groups versus the control group. As for the K10 positive epidermal area, no significantly increased amount of normal differentiating keratinocytes after treatment with CBD or the Nd:YAG laser could be observed.

Side-effects: Nd:YAG laser

Two patients experienced a burning sensation on the Nd:YAG treated lesions 2-6 hrs after therapy. Two patients reported transient purpuric discoloration of small areas of the laser lesions. One patient had several white spots on the Nd:YAG treated psoriatic lesion directly after laser treatment. Four patients reported the development of mild crusts in the week after receiving laser treatment. One patient reported slight fluid leakage from the Nd:YAG treated lesion. Another patient experienced increased itch on the Nd:YAG treated lesion compared to the CBD-treated plaque. Scarring was not seen in any of the patients. With respect to the treatment with the CBD-ointment, no side-effects were observed, in particular, no atrophy of the skin.

Discussion

As psoriasis persists to become a chronic skin disease of which the pathogenesis is not completely understood, the search for new treatments and insights continues. Psoriasis is probably not one single disease entity, as multiple expression patterns are observed, ranging in severity, extent, aspect of lesions. Furthermore, individual needs vary among patients. The need and search for adequate and effective specialized therapies for recalcitrant localized psoriatic lesions persists, as no optimal treatment solution is yet available. In the field of lasers, many have investigated the effects of (laser) light for targeting diseased psoriatic skin structures. The PDL was shown by some groups to be a good therapy for recalcitrant localized psoriasis, although the effect was momentary and results can be at variance [6, 19]. The present pilot study is the first to evaluate whether the Nd:YAG laser is a potential treatment modality for this kind of psoriatic lesion. It is plausible that, when targeting the deeper vasculature more effectively, damage can be caused, possibly resulting in a longer lasting effect of the clearance of psoriatic plaques. Subsequently, when focusing on the histological changes that ensue after irradiation with the 1,064 nm-wavelength, clarification of the relevant microscopic events can be obtained. However, in contrast to the hypothesis outlined, in this study clinical and well-defined histological evidence supporting this Nd:YAG theory was not obtained. In order to explain this discrepancy, several interpretations can be envisaged, bearing in mind that the present pilot study comprised a minimal sample size.

It is necessary for pulse duration to be matched to vessel size; the larger the vessel diameter, the longer the pulse duration required to effectively damage the vessel thermally. Absorption by hemoglobin in the long visible to near infrared range appears to become more important for vessels over 0.5 mm and at least 0.5 mm below the skin surface. However, high energies must be used for adequate penetration. The key is eventually to find the optimal parameters for this laser to positively affect the dermal endothelial structures without the excess heat that may cause collateral damage. It can be theorized that if the energy level was below the chromophore threshold and the pulse width was extended beyond the thermal relaxation time, the heat could be absorbed by the chromophore but then dissipated to surrounding tissues before reaching a destructive threshold level [24] and an ensued clinical effect. Alternatively, it could well be, based on the results of this study, that the overlying diseased psoriatic skin is irresponsive in terms of clearance when a deeper lying vasculature is being targeted by a 1,064 nm Nd:YAG laser. In addition, as the inflammation in psoriatic plaques is highly visible, it could well be reasonable to treat these plaques more frequently than once a month in order to achieve a clinical effect from the Nd:YAG laser.

Although lacking clinical efficacy, Nd:YAG treatment instigated a substantially reduced number of CD3+ T cells in the dermis in the present pilot study. The present study is at variance with the findings of Bovenschen et al. [6], however, who showed a reduction in CD3+ T cells in psoriatic skin after PDL therapy but also a marked clinical effect of PDL in psoriasis. One could question therefore whether changes in the numbers of CD3+ T lymphocytes after laser therapy can alone lead to clinically improved psoriatic lesions. Some have found that the peak epidermal temperature can have an important influence on the histological changes after non-ablative laser therapy [25]. Therefore, a possible diffuse thermal effect on the T cell after Nd:YAG therapy could lie at the basis of changes in amount of CD3+ T cells, as previously touched upon by Ruiz-Esparza et al. [12]. Three anecdotal reports on psoriatic plaques responding to low-energy Nd:YAG (1320 nm) irradiance have been described, corresponding to a diffuse thermal effect, even though the exact mechanism of this therapy remains unknown.

In order to minimize patient discomfort and epidermal sparing, cooling through direct contact was used throughout the present study, optimally practising minimal pressure against the skin not to compress the target vessel with excessive hand pressure. Trained staff is a pre-requisite to guarantee proper and consistent use of the laser. It is important to notice that scatter and reflection are two key aspects influencing the penetration of the laser light to the targeted depth. Although patients were pretreated with 10% salicylic acid in petrolatum album, and watery oil was applied in order to enhance an optimal penetration, in the end psoriatic plaques have a different texture compared to non-psoriatic skin, presumably influencing the ultimate depth of penetration.

With respect to the active comparator (CBD-ointment), and consistent with earlier findings [6], the clinical severity of the treated plaques reduced significantly, as did the epidermal thickness. Although effectively reducing the thickness of the epidermis and a corresponding reduction in the SUM-score, the CBD-ointment does not tend to have an effect on the number of abnormal differentiating keratinocytes and on the excessive microvascular expansion in psoriasis.

To summarize, in the present pilot investigation, the Nd:YAG 1,064 nm laser was found not to be of additional value in the array of treatment modalities for chronic localized plaque psoriasis, since no clinical and histological evidence came across to support this. It is evident that the superficial dermal vasculature remains a major contributor to the pathogenesis of this disease and targeting this vascular expansion is a good way to try to tackle the influx of immunocytes to the site of inflammation. However, this study brings to light that the amount of CD31 positive endothelium in the papillary dermis of psoriatic plaques was not significantly altered by the effect of the Nd:YAG 1,064 nm laser. Dermatologists in the field of lasers should take the present findings to heart and be vigilant when considering the Nd:YAG laser as a potential treatment option for chronic therapy-resistant psoriatic lesions. Targeting more superficially located vascular expansion in psoriasis is likely to be of more importance in achieving clinical effect than targeting the deeper vasculature. However, further studies incorporating changes in methodology, in particular shortened time-intervals between treatments, are needed in order to refute or confirm this position.

Acknowledgements

We would like to acknowledge Mr Niels Tanja of Dalton Medical BV for providing us the laser equipment to carry out this study. No funding financial sources to declare. Prof. Dr. PCM van de Kerkhof has consultancy services for Schering-Plough, Centocor, Allmirall, UCB,Wyeth, Pfizer, Abbott, Actelion, Galderma, Novartis, Janssen-Cilag and Leo Pharma.

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