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Warts and squamous cell carcinomas in organ transplant patientWarts and squamous cell carcinomas in organ transplant patients: is the human papillomavirus responsible for carcinogenesis?


European Journal of Dermatology. Volume 7, Number 1, 5-11, January - February 1997, Synthèse


Summary  

Author(s) : Y. Chardonnet, J. Viac, S. Euvrard, INSERM U. 346, Pavillon R, Hôpital E.-Herriot, F-69437 Lyon Cedex 03, France..

Summary : As a consequence of immunosuppressive treatment, organ transplant recipients are prone to develop warts and skin carcinomas several years after transplantation. The incidence of human papillomavirus (HPV) infection and skin cancers in these patients is also related to factors which include genetic and immunologic host factors, exposure to UV light, viral and cellular oncogenes and deregulation of transcription factors. Among viral infections of the epidermis, HPVs are widespread in transplant recipients. Several types may be detected in wart lesions and skin carcinomas including benign types 1, 2 or 4, a series of EV-associated HPV types (5/8) and benign or potentially oncogenic mucosal types (6/11 and 16, 18, 35 respectively). The increased susceptibility of transplant recipients to develop skin tumors may be in part attributed to a defect of the local skin immunity with modifications of the epidermal microenvironment under viral infection. UV irradiation represents an additional deleterious factor of paramount importance by increasing immunosuppression and by causing DNA damage. The cooperation of HPV oncogenes E6 and E7 with tumor suppressor genes, p53 and pRB, involved in the cell transformation of genital cancer is less evident in transplant lesions but may contribute to deregulate the cell cycle. Transcription factors (mainly NFkB, E2F and AP-1) activated under cyclosporin A and UVB irradiation, together with growth factors, may also interact to induce keratinocyte activation leading to neoplastic cells. All these factors could be involved in the tumor escaping the immunosurveillance mechanisms which are present under normal conditions and which are drastically altered in grafted patients. It is likely that persistent HPV infection could play a role in the initiation of keratinocyte deregulation and instability leading to hyperproliferation and cell activation leading further to malignancy

Keywords : human papillomavirus, HPV, organ transplant recipients, squamous cell carcinoma, immunosuppressive treatment, UV irradiation.

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ARTICLE

The skin is a site of immune responses and the epidermis contains the basic elements involved in these responses (T cells, Langerhans cells, which are antigen presenting cells, and cytokines). Because of its anatomic structure, it serves as a defense against infections. It is also an important target of immunosuppressive treatments leading to a down-regulation of the skin immunity.

In immunocompetent populations, human papillomaviruses (HPVs) are known to induce benign skin warts, which spontaneously regress and occasionally persist. Organ transplant recipients who are under immunosuppressive treatment for a long period of time are at a highly increased risk of developing skin complications, mainly warts and squamous cell carcinomas (SCC), several years after their transplantation [1, 2]. The incidence of skin cancers and particularly SCC is high. In this population, HPV DNA belonging to several types can be detected in the lesions (Table I). Some observations suggest a strong association between SCC and warts and the SCC are more aggressive than in the general population. Although it is well known that HPV can induce different kinds of warts, the role of HPV infection in the progression of benign skin lesions towards malignancy remains unclear. This question is important since more and more patients suffering from renal or heart deficiencies receive transplants. For these patients, it is necessary to find an appropriate therapy, to avoid recurrence and/or to prevent the appearance of skin lesions without graft rejection.

Several factors are associated with the development of SCC including the duration of immunosuppressive therapy, HPV infection, genetic host and immunologic factors, exposure to UV light, viral and cellular oncogenes, deregulation of transcription factors, the principal factors being immunosuppres-sive treatment and UV irradiation.

The increased risk of warts and SCC due to immunosuppressive treatment

Among viral infections in the epidermis, HPVs are of major importance. The earliest link between warts and skin cancers was noted for the rare genetic disorder involved in epidermodysplasia verruciformis (EV); wart lesions progress to SCC in 30 to 50% of these patients and HPV types 5 and 8 are common in the lesions [3]. In organ transplant patients, the frequency of warts and SCC is significantly related to immunosuppressive treatment [1, 2]. Common or plane warts usually occur in renal transplant recipients 2 or 3 years post-transplantation; their frequency reaches 70-80% of patients after 5 years [4]; in some patients they tend to spread and to recur after usual treatments. In many cases, warts preceded SCC. In a group of renal transplant recipients from the Netherlands, the overall incidence of SCC was 250 times higher than in the general population [5] and the cumulative incidence increased with time: 10% after 10 years, 40-45% after 20 years, 70% after 25 years. In Australia, the percentage is even higher, 40% developed skin cancers after 10 years and 70% after 20 years [2, 6]. The frequency of SCC was higher in heart than in kidney transplant patients, appearing 3-4 years after heart grafting [7]. The frequency of benign warts and SCC was found to depend significantly on the skin type, light-skinned people being the most susceptible [8]. Furthermore, these lesions are frequently associated with multiple benign, premalignant or malignant lesions and occur in patients about 20 years earlier than in the normal population [7, 9].

Thus, the appearance of warts and SCC may be a reflection of the degree of immunosuppression in organ transplant patients and represents an efficient marker. Indeed, until now, there has been no reliable biochemical or functional test to help clinicians in the follow-up of the level of immunosuppression in grafted patients.

Kinetics of HPV infection and evolution of cancer in the epidermis

In the general population, HPV infection is a very common disease and more than 75 distinct HPV types have been identified in malpighian squamous epithelia [10]. Most of them are responsible for benign skin warts or mucosal lesions such as external genital condylomas which regress spontaneously. Only in some cases, HPV types 16, 18, 31, 33, 35, 51 are associated with cancers especially with cervical cancers and may be responsible for malignancy.

All HPV genomes encode 9-10 open reading frames and have the potential to synthesize 12-15 gene products. Three different regions have been identified (Table II): (1) a non-coding region of about 1,000 bp which controls viral replication and transcription; (2) a region that encodes early genes E1 to E7; (3) a region that encodes the late genes, L1 and L2.

Though HPV 16 and 18 are the most common types found in malignant genital lesions, HPV infections do not always lead to malignancy; other factors are required for full malignant transformation and if HPV is essential, alone it is not sufficient [11]. In skin tumors harboring HPV DNA, the steps of progression from benign lesions to malignancy remain unknown.

The kinetics of HPV infection in the epidermis is not yet well understood, even in the general population and in vitro studies have not yet permitted the establishment of the virus cycle in keratinocytes [12]. It is suspected that HPV infection starts in the basal cell layer which contains a few keratinocyte stem cells still able to divide and that the infecting virus particles can reach these cells through skin injuries, however no HPV cell-receptors have yet been identified [13]. In situ studies on tissue sections indicate that the mRNA transcription pattern changes considerably in the different layers of the epidermis. For example, HPV E6 and E7 gene signals were found in the basal cell layers of the epithelium; E1/E4 gene transcripts were abundant in the middle and upper parts of the epithelium of benign tumors; transcripts coding for late proteins L1 and L2 were detected in the terminally differentiated keratinocytes [14]. DNA replication is found in the upper cell layers [15]. In most cases and especially in skin warts and skin cancers, HPV DNA is episomal. In warts, viral genomes are mostly incorporated into a particle or capsid which consists of the L1 and L2 proteins.

In transplant recipient lesions, the most frequent HPV types (Table I) are benign cutaneous types 1, 2 or 4, a series of EV-associated HPV types or potentially oncogenic cutaneous types 5/8 (usually found in EV patient carcinomas) and in some cases, mucosal HPV types which are either benign (types 6/11) or potentially oncogenic (types 16, 18, 35). Several HPV types can be dectected in a single lesion [16-18]. However, these results are controversial since some groups found no HPVs at all. The inconsistencies in these findings may be attributable to technical problems: different methods (Southern, PCR or in situ hybridization) of DNA hybridization were used; DNA was extracted either from frozen or formalin fixed tissues; among the 75 distinct HPV types, only a few HPV types have been tested; small series of lesions were commonly examined.

Thus, a variety of HPV types may be detected in benign proliferations and in skin carcinomas of organ transplant recipients; it is possible that various HPVs, other than EV types may be associated with malignancies. The same HPV types are found in lesions of immunocompetent and immunocompromised patients but they are widespread in transplant patients. The prevalence of HPV DNA was very similar throughout the spectrum of cutaneous neoplasia, at least in renal transplant recipients; however, it differs from that found in cervical neoplasia. All the results suggest that, although HPVs play a role in skin neoplasia of organ transplant patients, they may be involved in early malignancy stages. In contrast to the HPV 16 or 18 that are usually integrated in cervical cancers [19], most EV-associated SCC and samples from renal transplant recipients contain HPV 5 or 8 DNA in an episomal form [3, 20], integration being a rare event [17]. In vitro cultures of SCC from some of these patients confirmed detection at early passages of HPV DNA in an episomal state which persisted [20].

Immunological host risk factors

There is growing evidence that HLA class I or II genes are associated with a higher risk of organ transplant recipients developing skin cancers.

The HLA A11 gene could exert a protective effect since renal transplant patients are not concerned with this gene, whereas it is involved in 12% of the general population [21]. In contrast, the HLA B27 gene represents an increased risk of skin cancers in renal transplant patients [21] because its expression may be related to the reduced efficiency in presenting antigen to CD8+ T cells and to the absence of switch IgM-IgG during HPV infection [22]. MHC class II antigen, HLA DR7 which is frequently expressed in renal transplant patients could be involved in the impaired response of CD4+ T cells [22, 23]. Similarly, the frequency of DQW2, increased in renal transplant patients, leads to a relative sensitivity [24].

In heart transplant recipients, there is no significant association between skin cancers and HLA A3, HLA A11, HLA DR expression and the number of mismatches for HLA AB [25].

Local cellular immunity and HPV

In the general population, non-regressing, HPV-induced skin warts show a moderate to intense inflammatory reaction of CD3+ T cells without predominance of CD4+ or CD8+ T cells and a decrease in the number of antigen presenting cells, the intraepithelial Langerhans cells [26, 27]. Among adhesion molecules involved in the recruitment of leukocytes, the expression of endothelial leukocyte adhesion molecule (E-selectin) and vascular cell adhesion molecule-1 (VCAM-1) is upregulated on tumor microvessels of HPV-induced lesions [28]. Furthermore, in highly inflammatory samples of SCC, foci of keratinocytes can express the intracellular adhesion molecule 1 (ICAM-1), which correlates with the presence of LFA1+ cells observed in close apposition [28]. MHC class II, HLA DR is also detected on foci of tumor cells and has been attributed to IFN-gamma production by infiltrating activated T cells [27, 28]. In warts and SCC, no relation has ever been found between the phenotype modifications of keratinocytes and the HPV type [26].

Regressing plane warts are characterized by the presence of numerous Langerhans cells both in the epidermis and dermis, admixed with T cells next to damaged keratinocytes in the epidermis [29]. These findings suggest a specific, cell-mediated immunity against virally infected keratinocytes. By contrast, in carcinomas (basal cell carcinomas and SCC) from the normal population, CD4+ T cells are predominant within the infiltrate expressing antigen associated with cellular activation [30] whereas the number of Langerhans cells is reduced as compared to that of normal epidermis [26, 27].

In organ transplant patients, the increased susceptibility to skin tumors has been attributed to a defect in local skin immunity, mainly due to the immunosuppressive treatment and occurrence of viral warts. Very few studies have been carried out on local skin immune reactions in transplant recipient lesions. In normal skin from immunosuppressed patients, the number of Langerhans'cells is significantly reduced, the lowest density being in patients on triple drug therapy [31]. The decreased density of Langerhans cells could contribute to the non-responsiveness of the patients to HPV as Langerhans cells are the major antigen presenting cells of the skin. However, the number of Langerhans cells cannot be used to predict the risk of wart development towards malignancy [31]. In these patients, the inflammatory reaction surrounding both benign and malignant lesions is less intense than in immunocompetent patients, with no predominance of CD4+ or CD8+ T cells; the expression of immune associated antigens (ICAM-1 and HLA-DR) by keratinocytes is low. These features do not correlate with the HPV type [32].

Cytokines also play a major role in the host immune response by regulating the development and function of immunocompetent cells. In HPV infections, epidermal cytokines participate in the control of the local immunosurveillance mechanisms. Among them, TNFalpha secreted by activated macrophages and tumor cells [28, 33] can act as a negative autocrine growth factor and may contribute to influence the migration out of the epidermis of Langerhans cells either directly or indirectly through the release of other immune mediators. The tumor itself may produce immunosuppressive factors responsible for immune dysregulation. Recent data indicate that both in vivo and in vitro, tumor cells derived from SSC express IL10 mRNA and protein [34] suggesting that IL10 may be a constituent of the tumor milieu which contributes to suppressing the local immune response.

Thus, in organ transplant patients, HPV infection is a consequence of a drastic decrease of the local skin immunosurveillance. The presentation of virus-specific antigen being MHC restricted may explain the higher risk in organ transplant recipients of developing cancer. HPV infection of keratinocytes modifies the cellular microenvironment by producing and secreting various mediators of the inflammatory reaction which may indirectly influence the progression of a benign lesion towards cancer. Noxious stimuli such as UV irradiation [35], may be very significant factors in transplant patients.

Immunological risk related to sun exposure

Excessive sunlight exposure is a major cause of several forms of carcinomas [36]. In the normal population, the incidence of SCC and basal cell carcinomas is proportional to the cumulative, life-time sunlight exposure and these carcinomas typically occur on areas of the body exposed to sunlight. UV irradiation effects are believed to be mediated by systemic T lymphocytes induced by immunosuppression, possibly due to the release of epidermal cytokines such as IL10 triggered by UV-induced epidermal cell damage and the induction of suppressor T cells. Low doses of UV irradiation affect Langerhans cells in their integrity, their capacity for migration and antigen presentation [36, 37]. Locally, UV irradiation abolishes immunological responsiveness and contact hypersensitivity to a universally sensitizing dose of a contact applied to exposed skin sites in 40% of normal, adult Caucasian volunteers [38].

Apart from immunological effects, UVB can cause DNA damage encountered in the development of malignancy. In transplant recipients, it is likely that sun exposure strengthens the immunosuppression caused by the immunosuppressive treatment. As the incidence of SCC depends greatly on the amount of sun exposure and since lesions occur within a shorter delay with increasing latitude [2, 6, 39], it is not surprising that the risk of developing SCC is increased with sun exposure in immunosuppressed patients.

Incidence of oncogenes

In humans, some viral oncogenes [11] and cellular oncogenes (ras, c-myc, p53 and erb-B2) are believed to be useful in the evaluation of the predisposition, diagnosis and prognosis of cancer [40]. These oncogenes are associated either with a gain or a loss of function leading to alterations in cell growth and death control mechanisms.

Most findings on HPV oncogenes have been obtained from HPV types 16 or 18 (Table II). E6 and E7 have been extensively studied as they are very often integrated after disrupting the E1 and E2 genes in cervical lesions or in cell lines derived from such lesions [11, 19]. The E2 gene has a dual role in viral transcription by activation and repression processes; E1 and E2 proteins regulate the expression of viral proteins, replication of virions and integration of E6-E7 genes into the host genome [13]. Similarly, the HPV 16 E5 gene has a role during transcription and in early stages of carcinogenesis through EGF receptors. Indeed, little is known about the regulation of E1, E2, E5, E6 and E7 in the group of skin HPV types.

Few investigations have been carried out on modulations of cellular oncogene expression in skin lesions from immunocompetent or transplant patients.

In both populations, c-Ha-ras gene mutations in SCC were described with a variable frequency [41-43] at codon 12. Amplification of c-myc, c-Ha-Ras was found in some benign and malignant skin biopsies and was more frequent in biopsies containing potentially oncogenic HPV types [44]. These findings differ from those in uterine carcinomas with mutations, deletion and amplification of c-myc and c-Ha-ras. In skin malignancy, cooperation of other oncogenes may be required, as indicated by in vitro experiments with adenovirus E1a, to transform cultured cells. In transplant patients the low incidence of c-myc modifications could be explained by the inhibition effect of cyclosporin A.

p53 and pRB are tumor suppressor genes which may be involved in the cell deregulation on the cell proliferation.

p53 has a role in differentiation, apoptosis, senescence and cancer development. p53 mutations are responsible for the development for many malignancies since the DNA damaged cells are involved in a pathway which depends on extracellular or viral proteins.

In normal populations, p53 mutations occur commonly in skin SCC and are located on the highly conserved domains of the gene but the absolute rate of mutations varies between 10 and 90% [41, 45, 46]. The predominating patterns of mutations are C –>T and CC –>TT changes, that are only induced by UV. In renal transplant patients, the prevalence of SCC mutations does not significantly differ from that of the normal population and similar exon mutations are reported [47, 48]. Accumulation of p53 protein observed by immunohistochemistry may be significant since morphologically, p53 immunoreactivity is associated with areas of epidermal dysplasia and the abundance of staining increases with progression to neoplasia [47]. As p53 immunopositivity does not always accompany p53 mutations [45] this implies that factors other than the p53 gene mutation play a role in the accumulation of p53 protein in skin cancer. Cell cycle arrest and programmed cell death are commonly accompanied by the accumulation of wild-type p53 protein, cyclin-dependent kinase (cdk) inhibitor p21 (WAF1/C1P1), an underphosphorylated form of Rb protein, and an increased expression of cyclin D1. In malignant skin tumors, p53 and cyclin D1 expression are positive at the same incidence [49]. In vitro, UV irradiation affects normal and immortalized keratinocytes differently: the level of wild-type p53 protein significantly increases in normal cells but is not altered in immortalized keratinocytes.

The retinoblastoma gene (RB) has a central role in cell growth because of its cell cycle-dependent phosphorylation and its property of binding with a variety of proteins including the transcription factor E2F in its underphosphorylated form, cyclins A, D and E and cdk [50].

p53 and Rb genes are also important in HPV-induced lesions since they can be bound to the viral oncogenes E6 and E7 respectively, of HPV 16 or 18 particularly in cervical lesions, leading to inactivation of their normal function. However, this association is less efficient with low risk HPV 6/11 [11] and does not occur with potentially oncogenic cutaneous HPV 8 [14].

In skin lesions from organ transplant recipients, there is no relation between the presence or the absence of HPV DNA and p53 accumulation in malignant lesions but this accumulation increases with the malignant state. As low risk HPV either do not bind p53 or bind with a lower efficiency, if HPV is involved in cutaneous carcinogenesis, it probably acts by a different mechanism from that found in anogenital cancer. It cannot be excluded that p53 mutations could be due to the deleterious effect of UV before or after graft.

Growth factors

Among several growth and antigrowth factors identified as acting on keratinocyte proliferation, colony stimulating factor (CSF1), EGF and TGFalpha stimulate the growth of keratinocytes, acting at the G1 phase and interacting with cyclin A, cyclin D and protein kinase C [51] whereas TGFß represents a family of keratinocyte growth inhibitors [52]. TGFß blocks the shift from G1 to S phase to suppress the expression of cyclin A, cyclin E and cdk.

In epithelial lesions, HPV genes may interact with these factors since HPV 16 E6 and E7 expression in transformed cells is suppressed by TGFß1, TGFß2 and EGF [14], whereas E5 has an independent, transforming activity which is amplified in the presence of EGF and PDGF receptors [53].

Transcription factors

Numerous families of nuclear factors (NFs) known to play a key role in the normal cell cycle may be involved by virtue of their interaction in abnormal tumoral cell proliferation. Three of them (NFkappaB, AP1 and E2F) are all expressed in skin cells and are consistently responsible for protein deregulation in various processes [14, 54]. Their activation depends mainly on the phosphorylation and oxidation-reduction reactions and on stimuli, such as viral genes, cellular genes, immune response genes, physical or chemical agents [55] permitting immediate cell adaptation.

In organ transplant patients, many transcription factors may interact in cascade to induce keratinocyte activation leading to epidermal tumors. Cyclosporin A, which is responsible for general immunosuppression, activates NFkappaB although to a lesser extent than AP1 and NF1. It deregulates cellular calcineurin by the formation of a complex with its cytosolic receptor cyclophylin; thus, it can indirectly inhibit AP1 transcription factor, which in turn blocks transcription of several genes such as cytokines [56]. AP1, E2F and NFkappaB can activate with other factors, HPV oncogene transcription by stimulation of the initiation of cell cycle events and enhancement of phosphorylation [14]. UVB-irradiation contributes to activate NFkappaB activity of DNA binding [57]. In vivo, low doses of UVB-irradiation upregulate both transcription factors AP-1 and NFkappaB, within a few minutes [58] and cytokine genes are stimulated [59].

Incidence of various infections

Organ transplant patients are prone to a number of infections by bacteria, fungi, chlamydia and viruses (CMV, HSV, hepatitis). These infections lead to the production of factors which could affect either the keratinocytes or their environment and can thus interfere with other mediators, especially at the level of cytokine production and secretion, to modify the keratinocyte phenotype. Such interference, which has been demonstrated in vitro in cells infected with HSV1, results in a reduced mRNA expression of HPV type 18 [60].

CONCLUSION

Although a causal role of HPV in the development of skin cancer has not yet been proved, several features of HPV infection are in favor of an induction of cell proliferation in organ transplant recipients: high frequency of warts, histological signs of wart infection in SCC, development of SCC at the site of warts, presence of HPV DNA in warts and in SCC, diversity of HPV types, frequency of multiple infections suggesting a polyclonal cell growth. Viral oncoproteins and host cell protein could cooperate to deregulate the cell cycle. The various HPV types encountered in such lesions probably possess multiple properties to promote tumorigenesis preventing defense mechanisms against neoplastic proliferation. The high risk HPV 16 or 18, usually infecting mucosa, could act as carcinogens; others, HPV 5/8 and HPV 6/11 are dependent on various cofactors in carcinogenesis [61]. The inactivation of p53 and pRB may initiate a cascade of events resulting in deregulation of oncogenes and cellular replication, leading to the persistence of cells that may have initiated neoplastic alterations [13].

The interactions of p53 and Rb oncogenes with viral oncogenes E6 and E7 cannot be excluded at least with some HPV types. Since HPV do not encode a DNA polymerase or the associated factors necessary to duplicate DNA, they have to induce in the cell the enzymes and substrates necessary for DNA replication and these different steps may be altered. As HPV DNA replicates in differentiated keratinocytes which are normally unable to divide, HPV infection is probably activates both proliferative and differentiated keratinocytes.

However, factors other than HPV infection are probably involved in keratinocyte transformation. They include interactions between different factors (cellular and viral oncogenes, transcription factors, UV irradiation, multiple microbial infections), modifications of cell cycle regulation by environmental or immunological factors. All these factors could be involved in the tumour escaping the immunosurveillance mechanisms which are present under normal conditions but which are drastically altered in grafted patients.

Finally, in order to control the spread of HPV infection and to prevent the occurrence of skin cancers in organ transplant patients, the development of warts requires careful dermatological surveillance.

Acknowledgements

The authors are indebted to Dr. J. Carew for reviewing the English version of this manuscript. This study was supported by grants from INSERM, ARC 1995, 1996 and Ligue Nationale de Lutte Contre le Cancer, Comité du Rhône, France, 1995.

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