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Epicutaneous and transcutaneous immunization using DNAor proteins


European Journal of Dermatology. Volume 9, Number 3, 169-76, April- May 1999, Articles de la revue


Summary  

Author(s) : D. Kaiserlian, N. Etchart, INSERM U. 404 “Immunité et Vaccination”, bâtiment Pasteur, avenue Tony-Garnier, 69365 Lyon Cedex 07, France..

Summary : Mucocutaneous surfaces are constantly exposed to an array of exogenous antigens including environmental proteins, peptides and low molecular weight and microbial pathogens. These tissues are covered by an epithelium which exerts both the role of a barrier, limiting the penetration of microbes and of hydrophylic antigenic moieties, but at the same time ensures that antigens which penetrate through the epithelium are rapidly captured and transported to draining lymph nodes for initiation of a specific immune response. Epithelial dendritic cells represent the immunocompetent cells responsible for the dynamic uptake and presentation of antigen entering peripheral tissues, and are unique in their efficiency in triggering the immune system and in initiating a primary immune response.

Keywords : skin immunization, DNA, dendritic cell, vaccination, Langerhans cells, naked DNA, gene-gun.

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ARTICLE

Mucocutaneous surfaces are constantly exposed to an array of exogenous antigens including environmental proteins, peptides and low molecular weight and microbial pathogens. These tissues are covered by an epithelium which exerts both the role of a barrier, limiting the penetration of microbes and of hydrophylic antigenic moieties, but at the same time ensures that antigens which penetrate through the epithelium are rapidly captured and transported to draining lymph nodes for initiation of a specific immune response. Epithelial dendritic cells represent the immunocompetent cells responsible for the dynamic uptake and presentation of antigen entering peripheral tissues, and are unique in their efficiency in triggering the immune system and in initiating a primary immune response.

The skin: a site of immune surveillance

The skin epithelium, the epidermis, is a stratified squamous keratinized epithelium formed by multilayers of keratinocytes (KC), covered by a corneal layer preventing absorption of macromolecules and pathogens. KC are resident cells of non hematopoietic origin, tightened together at the lateral side by desmosomes and at the basal side by hemidesmosomes. The basal KC layer, in contact with the underlying dermis, contains slow dividing stem cells, which differentiate into more superficial and rapidly dividing KC. The skin contains professional antigen-presenting dendritic cells, including Langerhans cells (LC) in the epidermis and dermal dendritic cells (DC) in the dermis. LC, morphologically characterized by their long and slender cytoplasmic processes, from a network of cells protruding their dendrites between KC. Following antigen entry through the skin, LC are rapidly recruited from dermal DC precursors to the epidermis, where they capture and internalize the antigen by endocytosis and start processing native antigen into peptides which are retained in class II vesicles of the endocytic pathway as well as in the endoplasmic reticulum. Antigen capture by LC induces morphological changes and mobilization of the LC, which emigrate through afferent lymphatics (as veiled cells) to the T cell area of draining lymph nodes, where they can be identified as interdigitating DC, forming close contacts with lymph node T cells. At this stage they have acquired expression of costimulatory molecules of the B7 family, upregulated surface expression of MHC class I and class II molecules bound to peptides, and the ability to secrete high levels of proinflammatory cytokines such as IL-12, IL-1. Thus, interdigitating DC are highly specialized in the activation of naive T cells into antigen-specific T cells.

DC, in contrast to macrophages, are unique in their capacity to prime naive T cells against soluble antigens administered in the absence of an adjuvant. Indeed, although monocytes/macrophages are professional APC capable of the processing and presentation of live or non replicating antigens to activated and memory T cells, they are unable to prime naive T cells efficiently. This is due to the fact that macrophages do not traffic from peripheral tissues to secondary lymphoid organs but are instead attracted at the site of the antigen inflammation, where upon the release of proinflammatory cytokines and chemokines they induce activation of pre-existing antigen specific T and B (memory) cells, recruited from the circulation. Thus, macrophages contribute to antigen presentation during secondary immune responses, but are generally inefficient at priming naive T cells because they do not transport antigen from peripheral sites to T cell areas of secondary lymphoid organs. The migratory property of LC from epithelial tissues to draining lymph nodes together with their unique dynamic changes in antigen processing and presentation functions allow the immune system to recognize foreign antigens encountered in peripheral tissues [reviewed in 1, 2]. In addition, DC were shown to internalize macromolecules by an endocytic pathway which intersects the endogenous cytosolic pathway, allowing class I presentation of exogenous non replicating antigens. Thus, exogenous antigens not synthetized within the DC could elicit cytotoxic T cell responses [3].

During recent years, it has become increasingly clear that manipulation of the immune system for therapeutic (i.e. anti-tumoral) or vaccination (anti-infectious) purposes, requires immunization routes allowing efficient antigen uptake by DC. The feasibility of antigen delivery through the skin for the induction of protective immunity against infections has emerged from the field of vaccinology and more recently illustrated by the delivery of sub-unit vaccines. The concept of sub-unit vaccines is based on the idea that harmful complications and potential reversion to virulence, which may occur after vaccination with live attenuated virus or bacteria, thereby limiting their use in immunocompromised individuals, may be overcome by vaccination with antigenic components of the pathogens in the form of recombinant proteins, synthetic peptides, or DNA encoding for the antigen of interest.

Transcutaneous DNA vaccination

Basic principles of DNA vaccination

DNA vaccination is based on in vivo transfection of host cells with a bacterial DNA plasmid encoding the antigen of interest which can be expressed in host cells, in a way that is similar to that occuring after natural infection.

Plasmid DNA can be delivered in three different forms:

­ "naked DNA", consisting of plasmid DNA in solution, is used for immunizations by cutaneous or intramuscular injections;

­ plasmid DNA coated onto gold particles, is used for transepidermal immunization by skin bombardment under helium pressure using a gene-gun;

­ plasmid DNA encapsulated into inert vectors such as biodegradable microspheres, are suitable for cutaneous injection while live (viral or bacterial) vectors, which can infect skin cells are appropriate for epicutaneous immunization.

The plasmid

The bacterial plasmids employed for DNA immunizations generally contain a procaryotic origin of replication and an antibiotic resistance gene suitable for propagation in E. Coli. The gene of interest is under the control of a viral promotor and is followed by a mRNA termination/polyadenylation sequence allowing strong expression in mammalian cells (Fig. 1). The plasmid DNA is not infectious and is incapable of replication in eucaryotic cells, is unable to integrate into the host genome and remains episomal in the nucleus of transfected host cells. The encoded antigen is biosynthetized in host cells with native post-translational modifications and protein conformation. Expression of the antigen may persist for prolonged periods of time in cells that are slowly dividing.

Mode of DNA delivery through the skin

The skin is an ideal target for DNA immunizations, because it contains numerous and readily accessible bone-marrow-derived LC and dermal DC, specialized in the initiation of the immune response. DNA vaccination through the skin has been performed by coupling recombinant plasmid DNA with < 1 µm gold particles and administration through the skin by bombardement under helium pressure using a gene-gun. Transdermal injection of naked DNA in PBS has also been reported, but is less efficient for priming immune responses, presumably due to the limited uptake by phagocytic cells, compared to DNA coated onto gold beads. Bacterial DNA introduced into viral vectors which can infect a variety of cell types including skin cells, can be administered epicutaneously (see chapter about topical DNA vaccination).

In vivo priming of a protective immune response

An increasing number of studies have demonstrated that immunizations with plasmid DNA promote effective immune responses against many bacteria, virus and parasites in rodents [reviewed in 4]. DNA immunization through the skin appears as the most efficient way to prime anti-viral protective CTL responses [5]. Several routes of inoculations of plasmid DNA expressing influenza virus hemagglutinin (subtype H1) have been compared for their ability to induce CTL and antibody responses, and protection against challenge with a mouse adapted influenza virus, expressing the same H1 subtype. These include: (i) intramuscular injection of naked DNA, a route that permits efficient transfection of resident cells, (ii) subcutaneous and intraperitoneal injections, routes that result in less efficient transfection but are frequently used for antigen administration to a test animal, (iii) the epidermis and the upper respiratory tract (nares and trachea) which result in less efficient transfection but deliver DNA to tissues with high levels of local immune surveillance. Mice were immunized twice at 4 week intervals and were challenged on day 10 after the last immunization, by inhalation of the virus into the lung. Apart from the intraperitoneal route, each of these routes gave rise to at least some protection. Intramuscular or intravenous inoculations of naked DNA in saline gave excellent protection but required large quantities (around 100 µg) of DNA per immunization. Alternatively, mice receiving naked DNA subcutaneously or intradermally had only marginal protection (65-75% survival) and more severe signs of influenza. Transepidermal gene-gun delivery of DNA coated onto gold beads was by far the most efficient method, since protection was achieved with 200-2,000 times less DNA than direct inoculation of DNA in saline. Although expression was transient, and lost in 2-3 days due to normal sloughing of the epidermis, as little as 0.4 µg of DNA was sufficient to achieve 95% survival from lethal influenza challenge. These survivors developed limited-to-no signs of post challenge influenza, in contrast to good survival but more severe influenza in mice receiving naked DNA intranasally.

Similar to intramuscular naked DNA injection, bolistic immunization with DNA coated onto gold beads induces high levels of antibodies to the encoded antigen. However, in different viral systems, the gene-gun induced a predominantly IgG1 (Th2) response with IL-4-producing cells, while intramuscular or intradermal injection of naked DNA induced an IgG2a (Th1) response [6, 7] with expansion of IFN-gamma-producing CD4+ T cells and CD8+ CTL. The basis for these divergent responses may reflect the different gene transfer methodologies. Indeed, at least 100 µg of DNA in saline are required for naked DNA injections compared to nanogram quantities of DNA coated onto gold beads for bolistic immunizations. Therefore, injected DNA would provide more bacterial plasmid sequences containing immunostimulatory CpG motifs (ISS), which are known to promote production of proinflammatory cytokines (IL-12 and IFN-alpha) inducing a Th1-oriented immune response.

That gene-gun vaccination provides protective anti-tumoral CTL responses has been also demonstrated [8]. A single immunization by gene-gun delivery to mice abdominal skin of 1 µg DNA-encoding OVA coated to gold particles, generated OVA-specific CTL activity mediated by class I-restricted CD8+ T cells, as detected in indirect CTL assay, after 7 day restimulation of splenocytes with a syngeneic OVA-transfected lymphoma line (EG7-OVA). Two gene-gun immunizations with a total of 2 µg of DNA-encoding OVA, conferred protection against lethal intradermal injection of OVA-transfected B16 melanoma, while tumors were lethal in all control mice immunized with DNA encoding the irrelevant antigen ß-galactosidase. Since the B16 melanoma is non immunogenic in C57BL/6 mice and still remains non immunogenic after OVA transfection, and since OVA endogenously synthetized by OVA-transfected B16 generates the epitope SIINFEKL associated with the class I molecule Kb molecule, these data indicate that DNA immunization induces antigen-specific, CTL-dependent protective tumour immunity.

Mechanisms of priming of the immune response

Transfection efficiency versus vaccination efficiency

One of the most striking results of DNA vaccine trials in animal models is that the efficiency of transfection does not necessarily determine the vaccination efficiency. For example, the high ability of rodent muscle to take up and express DNA did not result in better antibody production and protection than intravenous or intranasal inoculations [5]. Thus, it is more likely that transfection of even a limited number of professional APC, such as DC, is preferred over transfection of a large number of resident cells for inducing protective immunity. That DNA inoculation can induce immunological memory is illustrated by the fact that serum titers of specific IgG antibodies are quite low on day 10 after boost, but rapidly increase after challenge, indicating mobilization of memory cells.

In vivo transfection of DC

Characterization of the nature of the in vivo transfected cells after gene-gun immunization with DNA has been performed using DNA encoded with reporter genes such as the green fluorescence protein (GFP) or ß-galactosidase, whose expression in the transfected cells can be easily detected [8]. Gene-gun immunization with DNA results in in vivo transfection of both resident KC but also of DC which are highly enriched in the skin. Direct evidence for the uptake of DNA by epidermal DC has, however, not been provided, most likely due to their limited number and their rapid emigration from the skin to draining lymph nodes. However, electron dense 1 µm gold particles have been detected in the cytoplasm of interdigitating lymph node DC, 24 hrs after bolistic immunization [8]. Gene expression by lymph node DC was demonstrated by the green fluorescence of cells with dendritic morphology within T cell areas of the lymph nodes resulting from expression on the green fluorescence protein (GFP) encoded in the DNA used for immunization. Evidence that these in vivo transfected DC originated from the skin was further provided by experiments in which skin was painted with the fluorescent hapten rhodamine, immediately before bolistic immunization. Twenty-four hours later, clusters of skin-derived cells (red fluorescence) were evident in the lymph node in the region of afferent lymph flow, and several of these cells were double positive cells (expressing GFP and rhodamine). One cannot formally exclude the possibility that DNA-beads could have travelled through lymphatics to draining lymph nodes and be captured by LN DC or to hepatic lymph and spleen, where they could have been phagocytosed by immature DC, also present at these sites. In this respect, DNA-beads injected subcutaneously can gain access to the cytosol of phagocytic cells. However, because DNA coated onto gold is rapidly solubilized (> 95% within 3 min) in aqueous media, it is unlikely that DNA could survive trafficking to LN uptake by resident DC and endosomal transport. Although solubilized DNA may traffic to lymph nodes and may be captured by DC independently of beads, this could not account for colocalization of beads and DNA expression in the same DC.

Relative role of keratinocytes (KC) and dendritic cells (DC) to the induction of specific immunity and memory

When DNA vaccines are administered by gene-gun bombardment of the skin, the majority of the plasmid is taken up by KC [9]. It has been suggested that non migratory cells do not contribute to the development of immunity since primary antibody and CTL responses can be generated despite immediate removal of the site of vaccination [10, 11]. It has been shown that bone-marrow-derived APC contribute to this process [12]. Consistent with this hypothesis, DC in the skin were recently shown to take up DNA-coated beads and migrate within 24 hrs to the draining lymph nodes where primary immunity develops [8]. Recent studies have addressed the role of cells at the site of skin bombardment to the magnitude of the primary response and the generation of immunological memory. To this end, transfected skin was periodically removed and transplanted onto naive recipients. Immediate removal of the skin site prevented the outcome of a primary immune response in the vaccinated mice, while both primary immunity and memory could be induced in naive recipients engrafted with skin transferred 0-24 hrs post-vaccination. Thus, skin DC are responsible for both the priming and maintenance of immunological memory. However the magnitude of the primary immune response increased the longer the vaccination site was left in place (for up to 2 weeks). Since transfected KC continue to produce the antigen for up to 2 weeks, this indicates that KC influence the magnitude of the response [13]. Further studies indicate that directly transfected DC exert a predominant role in antigen presentation to CD8+ T cells after gene-gun immunization. Although 24 hrs after immunization the number of lymph node cells directly expressing the transfected DNA are rare (50-100 per individual lymph node), there is a two fold increase in the number of CD11+ DC in the lymph nodes (20-30,000 DC/lymph node). This augmentation is due to gold bombardement and is independent of the presence of plasmid DNA. Using a mutant influenza NP gene which needs the costimulatory B7.2 gene for expression, it was also shown that directly transfected cells were involved in CD8 T cell priming. Only mice immunized with beads co-coated with both plasmids developed NP specific CD8+ T cells, while no priming occured in mice immunized with each plasmid separately. This indicated that antigen presentation was mediated by directly transfected DC (Fig. 2) rather than by cross priming due to phagocytosis of transfected cells by DC. Thus, epidermal DNA immunization involves the small number of directly transfected DC migrating to lymph nodes rather than a much larger number of migrating DC that could potientially present the antigen expressed in epidermal cells via a cross-priming mechanism [14].

Adjuvanticity of plasmid DNA: immunostimulatory DNA sequences (ISS)

DNA vaccines administered in saline are effective in preclinical animal models without the need for adjuvants or delivery systems. Part of this effectiveness may be due to the immunostimulatory effect of the bacterial DNA itself. Specific nucleotide sequences, including unmethylated CpG motifs are immunostimulatory for lymphocytes and are present in naked DNA used for vaccination. For intradermal immunization, incorporation of such stimulatory motif into a plasmid increased both humoral and cellular responses for a weakly antigenic protein ß-galactosidase, encoded by the same plasmid or a co-injected plasmid [15]. Furthermore these ISS are responsible for the Th1 response generated after naked DNA injection in the dermis, inasmuch as they suppress IgE production but promote IgG and IFN-gamma production. They further initiate the production of IFN-alpha, IFNß, IL-12 and IL-18, all of which foster Th1 responses and enhance cell-mediated immunity [16]. KC and dermal DC transfected with the ISS-containing DNA plasmid could produce IL-12 and IFN-alpha, involved in the induction of a Th1 response against the encoded protein. In this respect in vitro studies have shown that CpG-containing oligonucleotides induce activation and maturation of a LC-like fetal skin-derived DC and stimulate production of large amounts of IL-12; injection of CpG nucleotides into the dermis also led to enhanced expression of MHC class II and CD86 (B7.2) molecules by LC in the overlying epidermis with accumulation of
IL-12 in a subset of activated LC [17].

It should be noted that the nucleotides flanking CpG motifs also play a role by influencing the nature of the cytokine produced. In addition, the presence within the plasmid of ISS inhibitory sequences may abrogate the immunostimulatory effect of CpG motifs [18].

Thus, the plasmid used for DNA immunizations, itself functions as an adjuvant or an immunomodulator, and altering the nucleotide sequence of the vector may affect the immunogenicity of DNA vaccines. Although ISS are necessary for gene vaccination, they are unnecessary and may be harmful for gene replacement therapy, because they down regulate gene expression as a consequence of induction of IFN-alpha production by transfected cells.

CD4 dependency of DNA vaccination

Intramuscular DNA immunization can prime CD4+ T cells and help antibody responses by class II presentation of exogenous antigens released by in vivo transfected cells. Studies have shown that CTL induced by DC pulsed with class I peptides require presentation of class II epitopes and CD4+ T cell activation [19]. In contrast, other studies reported that CTL induced by bolistic immunization using gold beads coated with DNA encoding only a class I-restricted epitope [20] or multiple CTL epitopes appeared to be generated independently of CD4 help [21]. It is possible that antigen presented by directly transfected DC are far more efficient at generating CTL precursors compared to DC pulsed with exogenous class I peptide, not only because of the presence of higher numbers of MHC class I/peptide complexes but also because of continuous antigen synthesis providing repetitive stimulations of naive T cells.

Increased efficiency of transcutaneous DNA vaccines

Co-inoculation of plasmid expressing cytokines

The efficiency of co-inoculation with plasmids expressing cytokines on the modulation of the immune response to a viral protein encoded in a separate plasmid has been tested by intramuscular route. It was shown that a plasmid vector encoding GM-CSF enhanced the antibody response to a vector encoding rabies G protein, only if both plasmids were injected simultaneously but not if the plasmids were injected separately, even several hours apart. This indicated that either co-transfection of individual cells with both plasmids or close proximity of the APC to GM-CSF secreting cells was crucial, presumably reflecting the localized activity of the cytokine. Co-administration of plasmids encoding GM-CSF resulted in enhanced production of
IL-2 and IL-3 but not IL-4, suggesting that Th1 cell response was enhanced. Moreover the presence of a plasmid encoding GMCSF improved the survival of vaccinated mice to intramuscular challenge with rabies virus, from 40% to 80-100% protection [22]. Neutralizing antibodies protected the mice from peripheral challenge by preventing the virus from reaching the central nervous system. Conversely co-immunization with a plasmid encoding mouse IFN-gamma, failed to enhance rabies specific T cell response in vitro and even decreased specific antibody titers. This most likely reflects the inability of transfected myoblasts to act as APC for stimulation of the immune response, even in circumstances which would favor induction of MHC class II molecules [22]. Epidermal gene-gun immunization with plasmids encoding IFN-alpha and IL-12 along with antigen-encoding plasmids are able to enhance CTL activity and shift the normally observed Th2 bias of the immune response towards a Th1 phenotype (LD Falo, manuscript in preparation).

Targeting DNA to sites of immune induction

Because the availability of antigen in lymphoid organs is important in generating an immune response, it has been postulated that antigen availability may also be important in the response to DNA vaccines, because immune responses are stronger when antigen is secreted from DNA-transfected cells. In order to direct expression of the transgene to lymphoid organs, vaccination was performed using DNA encoding antigen-ligand fusion proteins. The model antigen human IgG was targeted to lymph nodes or APC by two ligands, L-selectin or CTLA4-Ig, respectively binding to receptors that are present on endothelial venule cells of lymph nodes and on antigen presenting cells.
L-selectin, expressed on the surface of naive lymphocytes and by binding to CD34 on high endothelial venule cells, initiates entry into lymph nodes, CTLA4 on activated T cells binds to B7-expressing APC, which are required to initiate the immune response. Intramuscular injection of DNA encoding each of these fusion proteins dramatically enhanced the humoral response to human IgG (by 104 fold within 2 to 8 weeks) as well as T cell proliferative responses. Targeting of the DNA vaccine to endothelial venules by L-selectin enhanced the Th1 response (IgG2a and IgG2b) that was observed after intramuscular immunization with plasmid encoding Hu IgG alone, while targetting to APC by CTLA4Ig induced a switch towards a Th2 type response as shown by a 7,000 fold increase in IgG1 level [23].

Another approach to increase the efficiency of DNA immunization is targeting DNA to APC. As several types of APC, including DC, phagocytose particulate material in the micron size range, plasmid DNA has been encapsulated in biodegradable polylactide-co-glycolide (PLGA) microspheres. Such microparticles when engulfed by APC in vitro showed expression of the encoded protein within 24 hrs and up to 3 days. In addition, microspheres containing 2 µg of plasmid DNA encoding for a single class I epitope of Vesicular Stomatitis Virus, elicited a VSV-specific CTL in vivo, when injected subcutaneously. It is interesting to note that the CTL response induced by a single immunization with 2 µg of encapsulated DNA was higher than that induced by two intramuscular injections with 200 µg naked DNA or VSV peptide in complete Freund adjuvant. The data illustrate that the efficiency of DNA encapsulation may be due both to the protective nature of the polymer coating and to the increased uptake of DNA by phagocytic APC [24].

Epicutaneous immunization with DNA or proteins

Topical DNA vaccination by utilization of viral vector

Viral vectors such as adenovirus, which has a broad host range and can infect non dividing cells, offer a tool for gene therapy of skin diseases. Adenovirus carrying plasmid DNA encoding ß galactosidase, can be delivered topically on to the skin of mice. This is performed by first tape-stripping of the corneal layer, then application of the recombinant virus onto 1 cm2 of skin by an occlusive technique. Transduction of the antigen appears by 2-3 hrs and within 24-48 hrs the antigen is expressed on the entire skin, including all keratinocytes and some follicular cells, with a mild mononuclear cell and neutrophil infiltrate of the epidermis. At day 2, the level of ß-galactosidase expression in the skin after topical adenovirus vector is 14 fold higher than that observed after parallel gene-gun immunization with the same plasmid. In addition, topical skin immunization for 2 days with an adenovirus vector expressing TGF-alpha, results 4 days later in hyperkeratosis and acanthosis demonstrating that the transduced gene is biologically active [25]. This demonstrated that replication defective viral vector can be used for efficient topical skin immunization.

Epicutaneous immunization with proteins

The skin's great barrier properties limits the penetration of macromolecules greater than 500 Da, thus preventing epicutaneous delivery of the high molecular weight therapeutics as well as non invasive transcutaneous immunization. However, it has been recently shown that transcutaneous immunization can be achieved by simple application of protein antigens mixed with cholera toxin (CT) onto the shaved mouse skin. CT is a member of ADP-ribosylating bacterial exotoxins, widely used experimentally as an adjuvant to enhance immune response to vaccine components, by the oral and the nasal routes. CT binds to asialo-GM1 ganglioside expressed on a variety of epithelial and hematopoietic cell types through its B subunit. It was observed that two epicutaneous applications of 100 µg of CT alone, performed 3 or 8 weeks apart, induced specific serum IgG. Furthermore, CT could act as a skin adjuvant for the common vaccine components diphteria toxoid and tetanus toxoid, by promoting induction of specific antibodies to the vaccines. No sign of redness or swelling of the skin at the site of application were observed up to 72 hrs post- immunization and skin biopsies taken at the site of exposure revealed no sign of inflammation. Thus, transcutaneous immunization with large proteins without physical penetration of the skin by needles can be achieved using CT. In addition, conversely to administration by mucosal routes, CT is non toxic when applied epicutaneously, without skin disruption [26].

Moreover, it was also shown that epicutaneous immunization with CT alone induced anti-CT IgG and IgA antibodies in the serum, lung washes and stool samples and that immunized mice were protected from an intranasal challenge with a lethal dose of CT. Therefore epicutaneous CT administration induced clinically relevant immunity against mucosal toxin challenge [27]. However, although CT has been shown to induce a predominantly Th2-biased immune response, it has been shown that IgE were also induced when CT was used as adjuvant. More careful examination of IgE responses in these studies has not been undertaken. This is, however, of major concern for skin immunization with proteins, particularly because of the potential risk of inducing immediate hypersensitivity reactions.

There is one exception to the theory that proteins cannot normally penetrate through the skin: the skin of patients with atopic dermatitis which exhibits deficient barrier functions [28]. Indeed, eczematous reactions can develop after epicutaneous application of protein allergens on the non lesional skin of atopic dermatitis patients, demonstrating that high mw proteins could penetrate through this type of skin and induce an allergen-specific DTH response [29]. These observations suggested that the skin, like the gut and the lungs, could be a site of sensitization to environmental protein allergens in these patients. In this respect, two independent studies in normal inbred strains of mice have shown that epicutaneous exposure to ovalbumin, in the absence of adjuvant, can sensitize the animals and induce a dominant Th2-like response with high levels of specific IgE. Moreover, repeated immunizations sustained elevated levels of IgE. The protocole of epicutaneous immunization used was performed by applying the immunizing solution on a patch left in place for 3 consecutive days on the shaved back skin and immunization was renewed by application of a freshly prepared patch for another 3 days [30]. Similar observations were reported by another group who further showed that mice exposed to 3 one week 100 µg OVA skin patches, separated from each other by 2 week intervals, not only developed IgE responses, but also developed dermatitis with skin infiltration with CD3+ T cells, eosinophils and neutrophils. RNA for IL-4, IL-5 and IFN-gamma were detected in the skin. More strikingly, a single epicutaneous exposure to OVA induced eosinophilia in the bronchoalveolar lavage fluid, and airway hyperresponsiveness to intravenous methacholine [31]. These data suggest that epicutaneous exposure to protein antigens in atopic dermatitis may be involved in the development of allergic asthma. Furthermore, this also raises questions about the feasibility of epicutaneous protein antigen delivery for vaccination purposes.

The Th2-biased immune response following protein application contrasts with the Th1-biased response generated by topical exposure to sensitizing haptens. The explanation for these different types of immune response are not clear. It is possible that the higher number of MHC/peptide complexes generated by hapten immunization as compared to those generated by protein processing, reflects the predominant Th1 response after contact sensitization with haptens compared to the Th2 response generated with proteins. In addition, contact sensitizers are all irritants and induce inflammation while proteins are not inflammatory unless administered with adjuvants. Finally, the nature of the protein itself and the presence of sequences endowed with protease activity dictates the allergenic potential of proteins [32], through as yet unknown mechanisms. The risk of developing a Th2-biased response and allergy may thus also depend on the nature of the protein.

Prospective use of DNA for the treatment of skin lesions

Insertion and expression of genes in the epidermis may have a variety of therapeutic uses, including the treatment of skin diseases by the expression of cytokines and other biologically active molecules for the treatment of skin lesions. For example, genes encoding IFN-alpha could be injected to treat skin tumors and viral lesions (Kaposi's sarcoma, basal cell carcinoma, cutaneous squamous cell carcinoma, papilloma). In addition, gene-gun vaccination with plasmid encoding cytokines may be advantageous for the treatment of cancer, rather than intravenous cytokine delivery which is often inefficient and frequently accompanied by systemic cytotoxicity.

It should be emphasized that in contrast to mouse skin, in which injected DNA is expressed not only in the epidermis but also in the dermis and the underlying fat and muscle tissue and is expressed at low levels, DNA injected into the superficial dermis of human or pig skin organ cultures and in human skin grafted onto immunocompromised mice is taken up and expressed in the epidermis [33]. These data further indicate that the pig is an appropriate model for preclinical studies on DNA vaccination and therapeutics.

In addition to skin vaccination, mucocutaneous gene therapy offers new potential approaches for local treatment of various skin lesions. The feasibility of gene-gun delivery of DNA through the oral mucosa or the epidermis has been tested in dogs, which develop spontaneous oral and epidermal tumors. Pilot studies using the reporter gene
ß-galactosidase inserted into a CMV plasmid showed that direct injection of 20 µg of plasmid into the oral mucosa induced 35 fold higher local expression of ß-galactosidase as compared to injection of the same dose in the epidermis. Due to the accelerated turn over of mucosal epithelium, ß-galactosidase positive cells were detected in the basal and suprabasal layers as early as 3 hrs after injection, whereas only the most superficial mucosal layers demonstrated ß-galactosidase activity at 24 hrs post-injection [34]. It was observed that particle-mediated gene transfer of either ß-galactosidase, luciferase, IL-2, IL-6 or GM-CSF cDNA into the oral mucosa and the epidermis of healthy dogs generated effective and localized transgene expression, without signs of toxicity. Other studies confirmed and extended these observations by showing that injection of DNA encoding IL-8 directly into the epidermis is able to recruit neutrophils into the underlying dermis [35]. Thus, the gene-gun approach should be considered for potential clinical applications in cancer immunotherapy.

Nucleic acid inoculation through the skin represents a promising tool in the field of vaccinology and treatment of skin lesions. Plasmid DNA immunization has been used in a number of animal models as a novel strategy to induce both antibodies and CTL responses as well as long term protection against infectious agents or tumor development. Moreover, vaccines consisting of plasmid DNA have several important advantages over alternate approaches such as purified or recombinant proteins and live-attenuated or recombinant viruses. They can be easily constructed for any suitable antigen and produced economically in large quantities with a high degree of purity and stability and thus are appropriate for mass immunization.

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