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Challenges in the stratification of breast tumors for tailored therapies


Bulletin du Cancer. Volume 93, Number 8, 10081-9, Août 2006, Electronic Journal of Oncology


Summary  

Author(s) : J-P Thiery, X Sastre-Garau, B Vincent-Salomon, X Sigal-Zafrani, JY Pierga, C Decraene, JP Meyniel, E Gravier, B Asselain, Y De Rycke, P Hupe, E Barillot, S Ajaz, M Faraldo, MA Deugnier, M Glukhova, D Medina , Institut Curie, 26, rue d’Ulm, 75248 Paris Cedex 05.

Summary : Studying the molecular stratification of breast carcinoma is a real challenge considering the extreme heterogeneity of these tumors. Many patients are now treated following recommendation established at several NIH and St Gallen consensus conferences. However a significant fraction of these breast cancer patients do not need adjuvant chemotherapies while other patients receive inefficacious therapies. High density gene expression arrays have been designed to attempt to establish expression profiles that could be used as prognostic indicators or as predictive markers for response to treatment. This review is intended to discuss the potential value of these new indicators, but also the current weaknesses of these new genomic and bioinformatic approaches. The combined analysis of transcriptomic and genomic alteration data from relatively large numbers of well annotated tumor specimens may offer an opportunity to overcome the current difficulties in validating recently published non overlapping gene lists as prognostic or therapeutic indicators. There is also hope for identifying and deciphering signal transduction pathways driving tumor progression with newly developed algorithms and semi quantitative parameters obtained in simplified in vitro or in vivo models for specific transduction pathways.

Keywords : breast cancer, molecular stratification

ARTICLE

Auteur(s) : J-P Thiery, X Sastre-Garau, B Vincent-Salomon, X Sigal-Zafrani, JY Pierga, C Decraene, JP Meyniel, E Gravier, B Asselain, Y De Rycke, P Hupe, E Barillot, S Ajaz, M Faraldo, MA Deugnier, M Glukhova, D Medina

Institut Curie, 26, rue d’Ulm, 75248 Paris Cedex 05

The number of cancers is increasing steadily in Western countries in relation with aging and with changes in societal behaviors. The conventional therapies, including surgery and radiotherapy, have benefited from major technical advances. Chemotherapy has improved with the discovery of more efficacious molecules, adjusted schedules of administration and better drug combinations. Targeted therapies are already contributing to longer relapse-free survival. These targeted therapies include hormonotherapy, kinase inhibitors and monoclonal antibodies to specific receptors. The therapeutic protocols are based on more stringent clinico-histopathological criteria. However, it is well known that only a fraction of patients will respond to these therapies. The quality of response can be evaluated more readily in the neo-adjuvant setting than in adjuvant therapies following surgery. It is now clear that current stratification methods are still relatively inadequate to define precise prognosis and to predict response to treatment. Current strategies are therefore aimed at establishing more accurate methods for the stratification of cancers and for tailored therapies. However, this goal is a major challenge still facing numerous difficulties. Advanced oncogenomic approaches offer new tools to improve stratification and to discover predictors of response to treatment. Over the last few years, an increasing number of publications have shown that small groups of identifier genes could be used to determine the molecular status of tumours. In this review we shall discuss some of the potential value of these new findings in breast cancers, albeit stressing some crucial issues to be solved. We shall also discuss whether the development of preclinical models based on transgenic mice can provide new insights into the molecular complexities of cancer focusing on breast cancers.

Classification of breast cancers

Breast cancers comprise very heterogeneous diseases, which are imperfectly described by histopathological and clinical parameters. Although ductal invasive carcinomas is the most frequently encountered histological type, other entities such as ductal in situ carcinomas are becoming increasingly frequent in westernised countries due, in part, to earlier detection of the disease. Ductal carcinomas in situ encompasses different histological types including comedo, cribriform and papillary. They can also be stratified as low or high nuclear grade carcinoma. Almost 80% of high-grade in situ carcinoma are characterized by overexpression of HER2. Invasive lobular carcinomas is also a well-defined histological entity; the lack of expression of E-cadherin is a hallmark of lobular cancers as a result of mutations in a large proportion of these tumours. Invasive carcinomas also include histological variants such as mucinous, tubular, medullary and papillary carcinoma. Most mucinous carcinomas have good outcome. Medullary carcinomas are poorly differentiated ductal carcinoma, which present frequently an unexpected favorable outcome, probably related to a high sensitivity of the tumour to chemo- or radio-therapy. These tumours are characterized by a high frequency of p53 mutations and by the lack of oestrogen and progesterone receptors. Interestingly, they exhibit a luminal-basal like mixed phenotype. Micropapillary carcinomas have an unfavorable prognosis often giving rise to microembolisms and lymph node metastasis. Mixed phenotypes are often encountered; for instance, a large number of ductal invasive carcinomas contain foci of in situ carcinomas and in some cases lobular carcinomas. There is no definitive data permitting one to establish tumor progression scenarios for these different entities. Atypical hyperplasia can give rise to ductal in situ carcinoma and ductal in situ carcinoma can develop into ductal invasive carcinoma. The classical distinction between ductal and lobular carcinoma does not provide faithful indication for the cell types at the origin of the carcinoma. Tumour heterogeneity is a hallmark of all tumours, particularly of breast carcinomas. In addition to the cellular heterogeneity of the carcinoma cells, tumours contain a variable proportion of stromal cells including endothelial cells, myofibroblasts, lymphocytes and macrophages. Staging and grading is a critical step to evaluate the wide range in extension and dedifferentiation of breast carcinoma diseases.

Staging and grading

Staging

The stage describes the extension of the tumour locally or at a distance from the primary site. According to the International Union against Cancer (UICC), staging should be based on clinical characteristics at the time of diagnosis, including the size of the tumour (T), the status of loco-regional lymph nodes (N) and the presence of metastasis (M). Pathological characteristics of the tumour, determined following surgery, provide additional and more precise definition of the T, called pT, and status of lymph nodes, pN. Each tumour site displays particular characteristics depending on the pattern of local invasion and metastasis. A revised classification was proposed by the American Joint Committee on staging system for breast cancer [1].
  • stage I corresponds to T1N0M0 tumours (invasive tumour measuring less or equal to 2 cm) with no lymph node involvement and no metastasis ;
  • stage II includes from T1T2 N1 (ipsilateral lymph node involvement) M0 tumors to T3 (over 5 cm) N0 M0 tumors ;
  • stage III is even more heterogenous, comprising T0T1N2M0 and T4N0 or T4N1 or T4N2M0, and any T N3M0. T4 is a tumour with extension to chest wall or skin; N2 corresponds to involvement of ipsilateral axillary lymph nodes fixed or mated or of internal mammary nodes and N3 includes ipsilateral infraclavicular lymph node involvement in addition to axillary lymph node metastasis ;
stage IV tumors include any T any N and M1 (for distant metastasis).

Grading

The grade reflects the morphology and proliferative capacity of the primary tumour. The microscopic analysis of tumour samples has two major objectives: first, to establish a diagnosis of cancer and determine the type of cancer; second, to produce a histoprognostic index, which is used to determine the type of treatment. For breast cancer, the histoprognostic index is based on analysis of three criteria [2]. First, architecture, measuring the degree of differentiation, is ranked 1 to 3; the score 3 describes tumours with less than 10% glandular structure; second, anisokaryosis (variation in size of the nucleus) is ranked 1 to 3; and third, proliferation is assessed by the mitotic index (number of mitoses per 10 microscopic fields). Tumours are defined as grade 1 when the combined score is between 3 and 6, grade 2 for 6-7 and grade 3 for 8 or 9.

Classical diagnostic and prognostic markers

There are few classical markers routinely used in breast carcinoma. The presence of oestrogen and progesterone receptors is determined mostly by immunohistochemical methods. Tumours are classified as positive if at least 1-10% of the carcinoma cells are labelled [3]. Approximately 80% of breast carcinomas are oestrogen receptor (ER) positive. Of these, about 75% demonstrate hormone responsiveness. Level of expression of HER2 is also critical since these patients can potentially benefit from trastuzumab-based immunotherapy, in conjunction with a cytotoxic drug. Between 15 an 25% of breast carcinomas are HER positive, namely, ovexpressing HER2 often as a result of gene amplification at the HER2 locus.

Micrometastasis

Carcinoma cells can disseminate through the lymph and blood vessels associated with the tumour bed. Lymph node involvement is an important aspect of staging. However, the routine examination of lymph node does not involve the search for micrometastatic invasion. There is an increasing interest to determine as early as possible minimal distant dissemination of carcinoma cells. The search for micrometastatic tumour cells in lymph node is now benefiting from the sentinel lymph node technique [4]. This technical approach is applied principally for T1 tumours as an alternative procedure to initial axillary lymph node dissection. Vital dye and/or radioactive colloid are injected in the peritumoral space prior to surgery. The first lymph node(s) draining the tumours (sentinel lymph node) is easily detected and excised. The identification of tumour-free sentinel lymph node avoids routine axillary dissection, reducing thus morbidity and cost. The prognostic value of a few carcinoma cells detected only by immunohistochemistry is still a matter of debate. Cancer cells have also been detected in the blood of patients. Blood-born tumour cells are more easily detected in patients carrying relatively large primary tumour masses. The detection of these cells may be particularly important as a surrogate marker to predict the response to systemic treatments. A recent study has shown that the search for circulating carcinoma cells in blood can be facilitated by an automated detection of cytokeratin positive cells following immunomagnetic enrichment using an anti Ep-CAM antibody. Patients with more than 5 circulating carcinoma cells per 7.5 ml of blood have shorter median and overall survival. Beneficial treatment is suggested for a fraction of patients who showed less circulating tumour cells following initiation of chemotherapy [5]. Although the detection of carcinoma cells in blood is much less demanding and better accepted by patients, it is clearly less sensitive than detection in the bone marrow [6]. Rare tumour cells have been detected in the bone marrow medulla, the only other accessible site for most carcinoma. Many studies have confirmed that immunocytochemical techniques involving anticytokeratin antibodies provide relatively reproducible results [7]. The data obtained to date clearly show that 5-25% of patients carrying T1 tumours (≤ 2 cm) already have disseminated cancer cells in the bone marrow (frequency of 1 per 106 mononucleated cells). The presence of micrometastatic tumour cells provides a novel independent prognostic indicator for recurrence and survival [8]. A European consortium has recently analysed data pooled from 4703 patients and confirmed the crucial importance of bone marrow micrometastasis for prognosis in multivariate analysis [9]. Bone marrow culture may in some instance reveal the presence of micrometastatic tumors cells not detected by direct immunocytochemistry on bone marrow samples [10]. Methods for enrichment of micrometastatic cells are urgently needed to improve this diagnostic since these methods are susceptible to artefacts resulting from the capture of non-carcinomatous Ep-CAM positive cells [11]. Very interestingly, CGH of chromosomes from micrometastatic cells isolated in M0 patients revealed many less alterations than those obtained from M1 patients, indicating the bone marrow micrometastasis can occur at early stages of tumour progression challenging the dogma that micrometastatic cells are derived from the most advanced primary tumour foci [12].

High density molecular profiling

Genomic alterations

The genome of breast carcinoma is remarkably unstable, possibly as a result of early dysfunction of DNA replication, repair and recombination machineries. Numerous chromosomal aberrations have already been extensively described by classical cytogenetic approaches. The comparative genomic hybridisation technique, and more recently the high density arrays, have revealed an extraordinary complexity of genomic alterations. A provisional list established in 2003 has described the frequency of loss and gain on each chromosome [13]. Remarkably, low level gains on chromosomes are more frequent than losses and amplification of loci. There is a high proportion of loci that can be affected in both directions, losses or gain. LOH and CGH studies are not providing overlapping results, suggesting that LOH events are not describing the behaviour of individual genes but rather variably large regions. Poor outcome correlates with distinct patterns of alteration as seen by LOH and CGH studies. Amplification of specific loci already allows one to define subgroups of breast carcinomas. Aside from the well described gene amplification at the HER2 locus, comprising 7 genes, other loci including CCND1, MDM2, MYC and EGFR have been characterised. A recent study using fluorescent in situ hybridisation on tissue arrays of more than 2000 breast carcinoma specimens showed that co-amplifications are more prevalent than previously described [14]. For instance, almost 30% of CCND1-amplified tumours harbour other amplicons. More strikingly CCND1 amplification was observed in 43% of HER2 amplified tumours and in 56% of MDM2 amplified tumours. A CGH array with selected BAC encoding major regions of interest in breast cancer was used to screen a limited number of advanced breast carcinoma. This study identified relatively frequent amplicons coding for 112 candidate genes; out of these, 44 were validated [15]. Recently, a basal-like phenotype was found with a subset of ductal invasive breast by high-density arrays for molecular profiling of transcripts. This phenotype had already been identified by immunohistochemical characterisation of cytokeratins almost 20 years ago. The CGH analysis of microdissected tumour cells from grade 3 basal CK14-positive and negative tumours revealed that the majority of basal-like tumours have significantly less genomic alterations than the CK14-negative grade 3 tumours. Hierarchical clustering identified a subgroup which contains 40% of basal-like tumours which had a worse prognosis than the other basal-like tumours [16]. This study exemplifies the difficulty in stratifying breast carcinoma even in the case of a relatively well defined molecular entity by using only cytokeratins immunocytochemistry. Refined genomic and transcriptomic approaches can detect heterogeneity in an otherwise fairly homogenous ER, PR and HER2 negative group.

With the advent of new high density arrays which can scan the genome at much higher definition, such as BAC arrays with more than 30,000 clones, long oligonucleotide and SNP arrays, one can expect to see many more alterations. These new data will require new software for signal analysis and precise determination of affected loci. In this respect, an algorithm was developed to detect breakpoints and outliers, and to assign a status to each loci from array CGH data [17]. This software has also been adapted to carry out the same analysis on SNP data.

Promising data will emerge from studies aimed at defining tumour evolution in breast tumours. One crucial issue is to determine to what extent ductal in situ gives rise to ductal invasive carcinoma and lobular in situ carcinoma leads to lobular invasive carcinoma. A similar issue concerns local regional relapses; to what extent are they clonally derived from the primary tumour? One pilot study based on a 2400 BAC clone CGH array showed that a majority of synchronous lobular in situ and lobular invasive carcinoma are clonally related [18].

Point mutations

Recently, a major effort has been deployed to sequence gene candidates from breast tumour lines and breast carcinoma specimens. The data are compiled and published regularly by the Sanger centre (cosmic database; The Sanger Institute: catalogue of somatic mutations). The p53 protein is mutated in 20-40% of breast cancers (see http:oewww-p53.iarc.fr/index.html). Recent studies reveal that PI3K is mutated in more than 25% of breast cancers. The mutations are frequently found in the catalytic site. Pioneer studies with limited number of samples could not show correlation with anatomoclinical data [19-22]. Studies with larger number of patients show correlation with the oestrogen receptor, lymph node and HER2 status [23, 24]. In addition, mutation in PI3K and the loss of PTEN are mutually exclusive [24]. Two activating mutations in PI3K have been shown to transform normal mammary epithelial cells suggesting that such mutations could contribute to tumour progression [25]. Mutations are also relatively frequent in CDKN2A. An extensive screen has been performed recently to search for mutations in the kinase gene superfamily. This study, carried out in a limited number of breast carcinoma, shows that only a few tumours accumulated mutations in a large number of kinases while most other tumours do not carry any mutations [26].

Transcriptomics

High density RNA profiling became possible with the advent of new technological developments, including array spotters, radio-labelled or fluorescent nucleotides, and phosphoro-imagers or sensitive laser-based scanners. The first studies showed the great utility of high density molecular profiling of tumours. The first series of breast carcinomas analysed by the Stanford group who pioneered cDNA arrays showed that distinct patterns could be established for individual tumours and that tumours analysed before and after chemotherapy resembled each other more than tumours coming from other patients. Lymph node metastasis profiles were also more closely related to their primary tumour profiles than to those of other tumours [27]. Subsequent studies using the same technology revealed a new molecular taxonomy for breast cancers. One major ER negative cluster contains HER2 positive, basal-like and normal breast-like tumours. The ER positive cluster can be subdivided into three distinct luminal A, B, C subtypes [28]. Most remarkably, the newly identified basal phenotype is associated with shorter survival times similar to the amplified HER2 group. The ER positive luminal B and C subtypes also showed poorer prognosis than the luminal A subtype. These findings were confirmed in another study showing that the luminal A and B, the normal-like, basal-like and HER2 phenotypes were found in two independent sets of data with similar prognostic values to the previous study. Interestingly, a large fraction of the BRCA1 tumours exhibit a basal-like phenotype [29]. Immunohistochemical approaches can be applied with a limited number of markers to identify about 75% of the basal-like tumours. This study showed that a subset of basal tumours exhibited an HER1 overexpression as compared to other tumour types. This simple approach stratified ER and HER2 negative tumours using only cytokeratins 5/6 and 17, HER1 and c-Kit. The relative frequency of the different subtypes in a large group of specimens was 15% for basal-like, 23% for HER2 positive and 40% for ER-positive tumours, 22% of the tumours could not be classified [30].

Surprisingly, RNA profiling studies of premalignant in situ and invasive carcinoma revealed similar profiles, suggesting that global gene alteration patterns are already acquired in atypical ductal hyperplasia. Differences were, however, found between different stages and subtle differences were found between in situ and invasive forms [31].

RNA profiling can also be used to search for differential gene expression in well defined histological entities such as lobular and ductal invasive carcinoma. It can also provide the information for the construction of class predictors, in the so-called supervised classification analysis. Supervised classification based on gene expression identified a limited list of genes that can classify accurately lobular and ductal invasive carcinoma. Some of the genes may indicate distinct molecular pathways for local invasion [32]. RNA profiling was also used to define poor prognosis gene signatures. A pioneering study identified a list of 70 genes that can predict relapse within 5 years of diagnosis in patients with node negative T1T2 tumours less than 55 years old [33]. In a second study, lymph node negative and positive tumours were analysed to evaluate the predictive power of the 70-gene signature. This gene signature was found to be more powerful than prognosis based on anatomical/clinical conventional criteria adopted in consensus conferences in St-Gallen or at NIH [34]. A prognostic score also could be given by a wound-response gene expression signature, since wound response is a biological hallmark of tumour progression. The integration of the 70 gene signature with the wound signature in a decision tree improved significantly the stratification of patients at high risk of metastasis [35].

A 17-gene pan-metastatic signature was found to be shared by different types of adenocarcinomas, possibly suggesting that the metastatic potential is encoded in the primary tumour and not by a small subset of carcinoma cells undergoing a Darwinian type selection throughout progression [36]. A similar conclusion was reached by comparing RNA profiling of a limited number of primary and matched metastatic breast cancer tumours [37]. An extensive study was recently carried out on a large collection containing mostly T1T2N0 tumours from patients who had not received adjuvant chemotherapy. A 76-gene signature was identified with good sensitivity but moderate specificity on a validation set. A 5.5 hazard ratio was obtained in multivariate analysis as compared to 2.6 for stage II and III versus stage I, demonstrating the potential value of this new signature. This signature shared only three genes in common with the van’t Veer signature [38].

Most of the studies so far have used different algorithmic and biostatistical approaches to find a group of genes whose expression profile predicts disease progression. Some studies are based on the use of metagenes, i.e. a group of genes behaving similarly are first identified to construct a decision tree in a Bayesian approach. These studies, combining clinical and genomic data, allow to establish probability predictions of lymph node status and recurrences with a predictive accuracy of 90% [39, 40].

Considering the formidable heterogeneity of breast tumours, it is not surprising that multiple gene expression prognostic signatures have been found so far. There is an advantage to establishing breast cancer gene signatures in clinically more homogenous cohorts such as ER and age status, two well established prognostic parameters. The van’t Veer cohort was analysed using these criteria and new algorithms modifying the training set to eliminate those patients that were not correctly classified during a cross-validation procedure led to the definition of a new 50-gene signature [41]. This gene signature was more clearly focusing on one pathway than previous signatures. In this set of selected genes, overexpression of the cell cycle associated genes were clearly identifying the poor prognosis group. It is indeed a valuable approach to determine signatures associated with a potentially dominating pathway.

A signature related to p53 status was recently published and outperformed the stratification established on p53 sequence data. The 32-gene signature was able to identify two major groups of patients defined as p53 wild type and p53 mutated. The two groups contain a small proportion of patient whose p53 status did not fit with their group status. However, these misclassified tumours were most likely correctly assigned for their p53 functionality. For instance, tumours with low wild type p53 expression may behave like mutated p53 tumours [42]. Organ-specific metastasis is a long debated issue since the pioneering work of Stephen Paget. The molecular profiling of the MDA MB 231 pleural effusion metastatic cell line, selected for its ability to uniquely metastasise to bone, showed that a small set of genes was associated with organ specificity [43]. This set of genes differs from those conferring a general poor prognosis included in the original 70-gene signature [33]. This list of genes has been tested on a cohort of breast carcinoma showing the possibility of identifying the tumours which will metastasise to bone. A similar study has been reported to define metastasis to lung [44]. These signatures need to be validated on a much larger cohort in order to determine whether these organ-specific signatures remain valid for metastases occurring at multiple sites.

Weaknesses in the transcriptomic approach

The rapidly increasing number of non-overlapping lists of genes selected for prognostic purposes and for prediction of response to treatment by different teams has already prompted several studies to identify the origin of these discrepancies. These issues have been discussed in a recent review [45]. The data from seven studies comprising lung, breast, hepatocellular carcinoma, medulloblastoma, non-Hodgkin’s lymphoma and acute lymphocytic leukaemia were reanalysed by creating multiple random training sets to study the stability of the molecular signatures and the proportion of misclassification. The genes selected for prognosis are crucially dependent on the choice of patients included in the training set. Clearly, the proportion of misclassified patients in the validating step decreases when the number of patients was increased in the training set. Most of these studies could not prove that they perform better than random [46]. Another study [47] showed that 50 patients is clearly a minimum for a training set to achieve some significance, but a few hundreds are required to build a clinically useful predictor. The 70-gene list for prognosis of breast cancer metastasis [33] was also analysed independently to evaluate its robustness. One important finding is that many genes are correlated with survival but the differences in their correlation coefficients are small and the correlation fluctuates strongly when the set of patients is even partially modified, probably because of the high heterogeneity of the disease [48]. The conclusion from these studies is that gene signatures derived from high density microarrays are not unique and not necessarily easily reproducible from one platform to another platform [49]. However it is very likely that the main cause of this lack of robustness is linked to tumour heterogeneity and relatively poor quality of RNA preparation in a fraction of the samples, due in part to inadequate collection and preservation procedures. To circumvent this major difficulty, a very large number of high-quality samples, selected on histoprognostic and immunohistochemical criteria, are required to diminish heterogeneity. Laser microdissection has been utilised by several teams for such studies; however, this approach also suffers from a number of drawbacks including the preparation of a reasonable quantity of high quality RNA to avoid two amplification steps. Better methods need to be developed for RNA preparation from formalin-fixed paraffin-embedded specimens. Multiplex PCR may overcome these difficulties, especially for the new major clinical trials aimed at defining the best multiparametric histological and molecular markers for prognosis or response to treatment [50].

Prediction of response to treatment

Gene classifiers

Molecular profiling is now thought to provide indicators which will replace or complement the standard markers such as stage, grade and HER2 and ER status. The surrogate markers used in the neo-adjuvant setting for pathologic complete response, in comparison to partial response, stable disease and tumour progression, have proven useful to establish a limited list of gene predictors. Pathological complete response is certainly correlated with lower risk of relapse and death, but it is in no way a perfect surrogate for cure. In reality, the response is rather a continuum than a very discrete entity, which renders difficult supervised analyses [51]. In one study, a 74-gene predictor was shown to identify non-responders with an overall accuracy of 78%, but recognized only three out of seven complete responders. However this gene set was established using a limited number of tumours in the training cohort, possibly not including other genes that could identify complete responders in the validating set [52].

The quality of response to paclitaxel followed by 5-fluorouracil, doxorubicin and cyclophosphamide chemotherapy was evaluated using the molecular stratification described above. Very interestingly, the basal-like and HER groups responded much better than the luminal subtypes; the normal-like type had almost no response. Noticeably, the gene predictors for the basal subgroup were not overlapping with those predicting response in the HER2 group strongly suggesting different mechanisms mediating response in the two ER negative tumor types [53].

The response to docetaxel was evaluated in a limited number of core biopsy samples from breast cancer patients undergoing neo-adjuvant therapy. A 92-gene predictor list was able to classify, with 90% specificity and 85% sensitivity, in a leave-one-out validation procedure [54, 55]. A complementary study showed that residual tumour profiling was very similar in each case and resembled that of the initially fully resistant tumours. These results show that some specific transduction pathways could confer sensitivity to docetaxel such as stress-related DNA damage and apoptosis, while cell cycle arrest and survival confer resistance. However, in another study with a small number of patients, no specific gene expression profile was identified for response to doxorubicin-cyclophosphamide or doxorubicin-doxetaxel, which advocated for larger cohorts [56].

The search for predictors of response to treatment is currently being studied in different laboratories. A collection of 60 ER-positive tumours was analysed to identify differentially expressed genes between responders and non responders to tamoxifen as a monotherapy following primary surgery. HOXB13 and IL17BR mRNA levels, determined by semi-quantitative PCR, are sufficient to predict outcome in an independent set of samples. Interestingly, increased HOXB3 was observed in non-responding tumours. In vitro constitutive expression of this gene confers motile and invasive properties to the MCF10A mammary cell line. HOXB3 interferes in the control of ER signalling by an unknown mechanism, as is the case for EGFR and HER2 signalling, which are known to alter the response to tamoxifen [57]. This important finding, however, was not validated on an independent collection of tumours [58] stressing the crucial importance of analysing very large and more homogenous cohorts of tumours.

A 64-gene signature distinguishing good and poor prognosis was established on a training set comprising node-negative and node-positive patients who did or did not receive adjuvant therapy. This set of genes was complemented by a risk factor score. The training set showed that the patients could be subdivided in three clusters; the first cluster contained mostly patients who did well without treatment and the third cluster corresponded to patients who did poorly with treatment but may benefit from other protocols. However, the second cluster was not informative. It was not identifying a group of patients who did poorly without treatment and who, therefore, could have benefited from treatment. This study was potentially aimed at determining which patients could escape systemic chemotherapy and which patients could be treated with an alternative therapeutic protocol to overcome failure from the conventional treatment [59].

Resistance to trastuzumab is encountered relatively frequently; however, the mechanism by which this resistance is acquired remains unknown. One recent study has addressed this issue by establishing a carcinoma cell line from a patient resistant to trastuzumab. This cell line shares many characteristics of the primary tumour; although it has an amplified HER2 locus, this cell line has a mixed basal and luminal phenotype. This tumour type is, therefore, atypical since the HER2 cluster is mostly of the luminal phenotype. The lack of inhibition of AKT phosphorylation by trastuzumab is so far the only detected alteration in signalling. However, PI3K inhibitors have not been used in this study to determine whether resistance to trastuzumab can be overcome [60]. Resistance may also be acquired through a steric hindrance mechanism mediated by MUC4 at the cell surface. Diminished expression of MUC by RNA interference resulted in increased binding to trastuzumab, potentially abrogating resistance to this therapy [61].

Defining resistance

Multidrug resistance is a well know phenomenon applied to most tumour tissues. Numerous studies have addressed mechanisms driving this resistance. The RNA profiling of the 48 ABC transporters, established by PCR in the NCI cell line collection, compared the ability to respond to a panel of 1429 drugs [62] in a much better correlated manner than a previous study based on expression profile of 9000 transcripts [63]. A surprising result was that MDR1 (ABCB1) overexpression potentiated the cytotoxic activity of some drugs rather than resistance. This study opens a new strategy to overcome drug resistance in a more rational way.

Murine models

Numerous transgenic murine models of breast carcinoma have now been developed through the targeting of oncogenes, mostly using the MMTV or WAP promoters. The two promoters are specifically expressed in the luminal epithelium, but the MMTV promoter is also expressed in some other epithelia and is expressed at an early stage in mammary gland development, prior to the terminal differentiation into secretory cells. A major effort has been devoted to classify precisely the proliferative lesions [64]. Most tumours forming in genetically engineered mice are morphologically distinct from spontaneous MMTV or chemically induced tumours. Many of these tumours in genetically engineered models are not closely related to human breast tumours as they exhibit squamous metaplasia. However, they have been extremely useful to assess the role of known oncogenes. Tumours induced by each oncogene have a specific morphological and molecular signature as revealed by a recent study of KRAS2 expression signature in mouse and human lung cancers [65]. For instance, HER2 tumours are composed of solid sheets of carcinoma cells without glandular differentiation. The c-MYC expressing tumours have large cells with pleiomorphic nuclei with a coarse chromatin and prominent nucleoli. RAS tumours form papillary-like tumours resembling transitional cell carcinoma of the bladder. The Ret 1 tumours form small crowded glands with large pleiomorphic nuclei. HER2 and SV40Tag transgenes can produce ductal carcinoma in situ of the comedo-type resembling human tumours. Papillary carcinoma can be obtained with the cyclin D1 transgene.

The phenotype of multigenic transgene derived tumours is often determined by the dominating oncogene such as c-MYC. Much care should be paid to the genetic background of the mouse and different phenotypes are obtained with MMTV or WAP promoters. Human and mouse tumours differ notably with respect to their relative sensitivity to hormones, their stroma, their capacity to metastasise and their pattern of metastasis. Using terminal differentiation markers, luminal myoepithelial and mesenchymal phenotypes have been identified in a large variety of mouse tumors. Three types of neoplasms have been described; simple carcinoma, complex carcinoma possibly originating from a stem cell, and carcinoma undergoing an epithelial-mesenchymal transition (EMT). Remarkably, an EMT phenotype [66, 67] has been described in c-MYC, RAS and SV40 Tag driven tumours [68]. Mammary epithelial cells expressing Met and Myc can develop into tumours mixed luminal and myoepithelial, when transplanted in the mammary fat pad suggesting that these tumours arose from a bipotent progenitor [69].

Recently, the analysis of an epithelial cell line derived from the mouse mammary gland taken at the mid gestation stage showed remarkable epithelial cell plasticity. When deprived from EGF, these mammary epithelial cells acquired a fibroblastic phenotype and expressed characteristic markers of the basal phenotype such as K5/14 and P-cadherin [70]. Their injection in vivo in the cleared mammary fat pad clearly showed their capacity to produce luminal cells. These findings indicating that these basal cells display progenitor properties together with the demonstration that the Wnt/b-catenin pathway is playing a crucial role in the maintenance of progenitor cells in different epithelia prompted experiments to target a truncated β-catenin (resulting in constitutive activation of the pathway) into the basal myoepithelial layer. The myoepithelial layer has not prompted as many studies as the luminal layer and many less transgenic mice have been targeted to this basal layer. As the myoepithelial layer is in direct contact with the extracellular environment and interacts also directly with the luminal layer, any alteration of these cells could direct consequences for the luminal layer. Its disappearance in carcinomas suggests a direct role in controlling invasive behaviour of DCIS [71]. The truncated b-catenin transgene induced excessive lateral branching and precocious lobulo-alveolar development of the mammary gland at mid-gestation. Most interestingly, hyperplastic foci were observed in the basal layer. These cells expressed basal cytokeratins, but not smooth muscle a-actin, indicating their undifferentiated state. Multiparous mice also exhibited squamous carcinoma and most importantly invasive carcinoma with a strong basal phenotype [72]. These transgenic mice potentially represent a useful model to study breast carcinoma of the basal phenotypes. Moreover the formation of undifferentiated basal tumors can be interpreted as the amplification of a population of basal-type mammary progenitors. The mammary gland is hypothesised to contain one epithelial stem/progenitor cell in every 2000 cells [73]. Several studies have described attempts to isolate the stem/progenitors cells in the mouse using various approaches [74]. These cells may be evidenced in vivo as a subpopulation of BrdU long-term label retaining epithelial cells in the mouse and human mammary tissues. Mammary epithelial cells belonging to the so-called long-term label retaining cells are found to divide asymmetrically and to retain their template strand. These cells also self renew, thus they may represent the mammary stem cells [75]. Other studies using surface markers have shown that Sca-1 positive epithelial cells from the mouse mammary gland had a much higher regenerative potential in vivo than the Sca-1 negative cells [76]. Very recently, two studies reported the isolation of a cell population from the mouse mammary epithelium that is able, at the clonal level, to give rise to the entire mammary gland if transplanted in vivo. Interestingly, these progenitor cells were characterized by high surface levels of integrins and cytoskeletal markers of basal epithelial cells [77, 78].

Cancer stem cells

The presence of cancer stem cells has long been hypothesized in solid tumours. Strong evidence was already provided in the seventies through the analysis of teratocarcinomas [79]. The enrichment of metastatic breast carcinoma cells derived from pleural effusions using CD44 and CD24 as sorting criteria showed that as low as 100 cells could form a malignant tumour [80]. This pioneering study opened the road for new investigations in cancer stem cells to further enrich and characterise the phenotype and response to treatment. Breast cancer stem cell research is at very early stages and many issues remain unsolved. The isolation of stem/progenitor cells capable of self-renewing was successfully achieved with a few primary high grade, ER positive tumours specimens. As low as 100 tumour cells could form a tumour in SCID mice. The phenotype of these cells was CD44-positive, CD24-negative, Oct4-positive and connexin 43-negative [81]. An important issue is whether these cells are enriched in the so-called side population and whether this is related to the level of expression of the ABCG2 transporter [82]. The phenotype of the stem/precursor cells needs to be more accurately defined. In addition, there may be several distinct types of progenitor cells as has been already established for normal mammary gland [83, 84]. The fact that self-renewing progenitors were not identified from aggressive ER negative tumours suggests that culture conditions may not have been suitable. Alternatively, stem cells from different types of breast cancers may express different phenotypic markers. Clearly, conventional drugs are unlikely to efficiently eradicate quiescent stem cells. In the same manner these cells may well be resistant to radiotherapy and would then be responsible for local or distant relapses. It would be intriguing to characterise such cells in bone marrow micrometastasis and correlate their presence with tumour progression in these patients.

Concluding remarks

Breast carcinomas comprise a very large set of remarkably heterogeneous tumours. The conventional treatment of breast cancers has made substantial progress over the last 20 years. The new targeted therapies, although permitting longer-term survival, have so far failed to cure metastatic diseases. At best, metastatic cancer patients could benefit from protocols treating a chronic disease. However, as it is already known from chronic myeloid leukaemia patients treated with Gleevec™, resistance can be acquired through specific mutations of the Abelson tyrosine kinase, leading eventually to progression to an acute phase. The current dogma is that one must treat cancer stem/progenitor cells in addition to the actively proliferating cells. Defining such stem/progenitor cells, which may be quite heterogeneous themselves, requires more basic studies on normal stem/progenitor cells in order to understand their phenotypes. Well designed transgenic models may help refine our understanding of cancer stem/progenitor cells.

Another major effort is to define better molecular markers, which, in conjunction with the well established histoprognostic markers, will permit tailored individual therapy. The major challenge is indeed in the remarkable heterogeneity of breast carcinoma. Progress has been made in unravelling this issue with high-density arrays, landscaping the genome and the transcriptome of breast tumours. Other high-density screening epigenetic modifications, such as the methylome and posttranslational modifications such as the phosphokinome, have considerable potential to further define the molecular status of each tumour. These combined studies may bring more robustness to the transcriptomic data. They may also offer new potential targets for therapies. The more conventional surrogate markers now routinely used, such as bone micrometatases, must also be considered for prognosis and for evaluation of response to therapy. This formidable task which the research community now faces will provide major benefits to breast cancer patients in the near future.

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* The Breast cancer group: B. Asselain, A. Aurias, E. Barillot, F. Campana, P. de Crémoux, V. Diéras, O. Delattre, A. Fourquet, M.-F. Poupon,F. Radvanyi, J.-Y. Pierga, L. Mignot, R. Salmon, A. Salomon, B. Sigal-Zafrani, D. Stoppa Lyonnet, A. Tardivon, F. Thibault, J.-P. Thiery, P. This.


 

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